JAMES A BOWEN

CIK 1241109 · President · last filed 2025-03-13

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$63.04M

Companies

10

Total Filings

42

Lifetime Open-Market Net

-$12.79M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
FTHY Director 169,500 $13.44 $2.28M $2.52M 8 2025-03-13
FCT Director 0 $9.58 $0 $9.5K 3 2024-12-17
FFA Director 0 $22.42 $0 -$32.3K 2 2024-12-17
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND (FDEU) Delisted Director 157,808 $12.59 $1.99M $2.18M 7 2021-08-24
FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) Delisted Director 7,025 $12.22 $85.8K $100.9K 3 2019-09-26
BAND 10%+ Owner 929,929 $65.34 $60.76M -$17.65M 6 2018-08-10
FIRST TRUST/ABRDN EMERGING OPPORTUNITY FUND (FEO) Delisted President 0 $9.58 $0 $3.0K 5 2010-03-26
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND (MFD) Delisted President 500 $8.45 $4.2K $18.6K 2 2010-03-24
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND (FAM) Delisted President 0 $6.51 $0 -$11.5K 1 2010-03-24
FIRST TRUST STRATEGIC HIGH INCOME FUND II (FHY) Delisted President 2,500 $61.3K 4 2007-08-08

Recent Filings · Page 2 of 5

42 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2022-03-08 FTHY Buy (P) +20,000 $354.7K EDGAR
2021-08-24 FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND (FDEU) Delisted Buy (P) +35,280 $479.7K EDGAR
2021-08-17 FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND (FDEU) Delisted Buy (P) +6,240 $85.8K EDGAR
2021-01-26 FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND (FDEU) Delisted Buy (P) +45,000 $545.1K EDGAR
2019-09-26 FCT Other (J) −1,000 $0 EDGAR
2019-09-26 FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) Delisted Other (J) −1,211 $0 EDGAR
2019-08-15 FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND (FDEU) Delisted Buy (P) +3,000 $39.0K EDGAR
2018-10-12 FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND (FDEU) Delisted Buy (P) +30,000 $432.0K EDGAR
2018-08-23 FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND (FDEU) Delisted Buy (P) +5,437 $86.0K EDGAR
2018-08-22 FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND (FDEU) Delisted Buy (P) +32,851 $516.3K EDGAR
Showing 1120 of 42
Page 2 of 5
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.