JAMES A BOWEN
CIK 1241109 · President · last filed 2025-03-13
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$63.04M
Companies
10
Total Filings
42
Lifetime Open-Market Net
-$12.79M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| FTHY | Director | 169,500 | $13.44 | $2.28M | $2.52M | 8 | 2025-03-13 |
| FCT | Director | 0 | $9.58 | $0 | $9.5K | 3 | 2024-12-17 |
| FFA | Director | 0 | $22.42 | $0 | -$32.3K | 2 | 2024-12-17 |
| FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND (FDEU) Delisted | Director | 157,808 | $12.59 | $1.99M | $2.18M | 7 | 2021-08-24 |
| FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) Delisted | Director | 7,025 | $12.22 | $85.8K | $100.9K | 3 | 2019-09-26 |
| BAND | 10%+ Owner | 929,929 | $65.34 | $60.76M | -$17.65M | 6 | 2018-08-10 |
| FIRST TRUST/ABRDN EMERGING OPPORTUNITY FUND (FEO) Delisted | President | 0 | $9.58 | $0 | $3.0K | 5 | 2010-03-26 |
| MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND (MFD) Delisted | President | 500 | $8.45 | $4.2K | $18.6K | 2 | 2010-03-24 |
| FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND (FAM) Delisted | President | 0 | $6.51 | $0 | -$11.5K | 1 | 2010-03-24 |
| FIRST TRUST STRATEGIC HIGH INCOME FUND II (FHY) Delisted | President | 2,500 | — | — | $61.3K | 4 | 2007-08-08 |
Recent Filings · Page 3 of 5
42 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2018-08-10 | BAND | Sell (S) | −350,000 | -$14.70M | EDGAR |
| 2018-07-18 | BAND | Conv (C) | — | $0 | EDGAR |
| 2018-06-29 | BAND | Other (J) | −331,970 | $0 | EDGAR |
| 2018-06-25 | FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) Delisted | Other (J) | +1,211 | $0 | EDGAR |
| 2018-02-15 | BAND | Exer (X) | +4,927 | $50.6K | EDGAR |
| 2018-01-16 | BAND | Exer (X) | +1,252 | $8.2K | EDGAR |
| 2017-11-28 | BAND | Sell (S) | −158,526 | -$2.95M | EDGAR |
| 2015-08-25 | FCT | Buy (P) | +3,955 | $50.6K | EDGAR |
| 2015-08-25 | FFA | Buy (P) | +4,003 | $51.8K | EDGAR |
| 2015-08-25 | FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) Delisted | Buy (P) | +7,025 | $100.9K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.