Peter C Smith

CIK 1241964 · Chief Human Resources Officer · last filed 2010-10-19

Peter C Smith is a Chief Human Resources Officer who has filed 19 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for WMG, was dated Oct 19, 2010. Across all open-market trades the lifetime net is −$9.0M, making them a net seller over the disclosed history. 23 SEC filings were submitted jointly with Burger King Holdings Inc.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

Companies

Total Filings

Lifetime Open-Market Net

-$9.00M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

WMG price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest

OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Related Filers

Burger King Holdings Inc — 23 joint filings, latest 2010-10-19

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
WMG	Chief Human Resources Officer	0	$31.44	$0	-$9.00M	19	2010-10-19

Recent Filings

19 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2010-10-19	WMG	Mixed	−134,203	-$3.22M	EDGAR
2010-08-31	WMG	Tax (F)	−4,291	-$73.8K	EDGAR
2010-08-27	WMG	Mixed	+11,975	$0	EDGAR
2010-08-24	WMG	Tax (F)	−3,600	-$59.2K	EDGAR
2009-08-28	WMG	Grant (A)	+17,903	$0	EDGAR
2009-08-25	WMG	Mixed	−9,340	-$86.7K	EDGAR
2009-04-07	WMG	Mixed	—	-$364.4K	EDGAR
2009-04-02	WMG	Mixed	—	-$840.4K	EDGAR
2009-03-06	WMG	Sell (S)	−55,000	-$1.18M	EDGAR
2008-08-26	WMG	Grant (A)	+12,166	$0	EDGAR

Showing 1–10 of 19

Page 1 of 2 Next

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.