RODMAN L DRAKE
CIK 1242538 · Chairman, President & CEO · last filed 2014-02-04
RODMAN L DRAKE is a Chairman, President & CEO who has filed 120 SEC Form 4 insider transactions across 12 companies since 2007. The most recent filing shows the insider exercised options covering $76.9K of CELGZ on Feb 4, 2014. Across all open-market trades the lifetime net is +$792.1K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $290.0K across reported positions. 38 SEC filings were submitted jointly with CELGENE CORP /DE/.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$290.0K
12
120
$792.1K
Filer Profile
BROOKFIELD PLACE, 250 VESEY ST, 15TH FL
NEW YORK, NY 10281-1023
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CELGENE CORP /DE/ (CELGZ) Delisted | Director | 22,597 | — | — | $221.5K | 19 | 2014-02-04 |
| CHIMERIX INC (CMRX) Delisted | Director | 3,500 | $8.54 | $29.9K | $52.7K | 5 | 2013-12-09 |
| Brookfield Global Listed Infrastructure Income Fund Inc. (INF) Delisted | Director | 1,512 | — | — | $23.5K | 2 | 2013-10-24 |
| BROOKFIELD TOTAL RETURN FUND INC (HTR) Delisted | Director | 12,359 | — | — | $63.0K | 10 | 2013-09-18 |
| JACKSON HEWITT TAX SERVICE INC (JTX) Delisted | Director | 1,000 | — | — | $1.1K | 20 | 2011-05-03 |
| CELGENE CORP /DE/ (CELG) Delisted | Director | 10,780 | — | — | $18.4K | 11 | 2010-06-18 |
| HELIOS HIGH INCOME FUND, INC (HIH) Delisted | Director | 1,980 | — | — | $10.1K | 1 | 2009-04-13 |
| HELIOS ADVANTAGE INCOME FUND, INC. (HAV) Delisted | Director | 2,000 | — | — | $10.1K | 1 | 2009-04-13 |
| HELIOS STRATEGIC INCOME FUND, INC (HSA) Delisted | Director | 4,000 | — | — | $21.9K | 1 | 2009-04-13 |
| HELIOS STRATEGIC MORTGAGE INCOME FUND, INC. (HSM) Delisted | Director | 4,585 | — | — | $20.0K | 4 | 2009-04-13 |
| Crystal River Capital, Inc. (CRZ) Delisted | Director | 144,835 | — | — | $235.9K | 28 | 2008-12-02 |
| SIL | Director | 3,167 | $91.56 | $290.0K | $113.8K | 6 | 2008-06-10 |
Recent Filings
120 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2014-02-04 | CELGENE CORP /DE/ (CELGZ) Delisted | Exer (M) | +2,000 | $76.9K | EDGAR |
| 2013-12-09 | CHIMERIX INC (CMRX) Delisted | Mixed | +1,000 | $14.3K | EDGAR |
| 2013-11-26 | CHIMERIX INC (CMRX) Delisted | Buy (P) | +1,000 | $15.0K | EDGAR |
| 2013-11-22 | CHIMERIX INC (CMRX) Delisted | Buy (P) | +500 | $7.7K | EDGAR |
| 2013-11-19 | CHIMERIX INC (CMRX) Delisted | Buy (P) | +1,000 | $15.6K | EDGAR |
| 2013-10-28 | CELGENE CORP /DE/ (CELGZ) Delisted | Exer (M) | +500 | $19.2K | EDGAR |
| 2013-10-24 | Brookfield Global Listed Infrastructure Income Fund Inc. (INF) Delisted | Buy (P) | +378 | $7.3K | EDGAR |
| 2013-09-18 | BROOKFIELD TOTAL RETURN FUND INC (HTR) Delisted | Sell (S) | −1,800 | -$41.0K | EDGAR |
| 2013-08-12 | CELGENE CORP /DE/ (CELGZ) Delisted | Exer (M) | +500 | $19.2K | EDGAR |
| 2013-08-02 | CHIMERIX INC (CMRX) Delisted | Grant (A) | — | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.