Home

CLIFFORD E LAI

CIK 1242542 · President & CEO · last filed 2008-03-27

CLIFFORD E LAI is a President & CEO who has filed 4 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing shows the insider was granted $571 of CRZ on Mar 27, 2008. Across all open-market trades the lifetime net is +$176.1K, making them a net buyer over the disclosed history.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$0

Companies

1

Total Filings

4

Lifetime Open-Market Net

$176.1K

Filer Profile

Reported Address
HYPERION CAPITAL MANAGEMENT INC
165 BROADWAY
NEW YORK, NY 10006
Phone
(212) 549-8400
Related Filers
Brookfield Public Securities Group LLC — 1 joint filings, latest 2006-01-11
RODMAN L DRAKE — 1 joint filings, latest 2006-01-11
JOHN JAY FEENEY JR — 1 joint filings, latest 2006-01-11
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Crystal River Capital, Inc. (CRZ) Delisted President & CEO 64,284 — — $176.1K 4 2008-03-27

Recent Filings

4 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2008-03-27 Crystal River Capital, Inc. (CRZ) Delisted Grant (A) +50 $571 EDGAR
2008-01-17 Crystal River Capital, Inc. (CRZ) Delisted Grant (A) +34 $533 EDGAR
2007-08-15 Crystal River Capital, Inc. (CRZ) Delisted Buy (P) +6,200 $77.5K EDGAR
2007-06-28 Crystal River Capital, Inc. (CRZ) Delisted Buy (P) +4,000 $98.6K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.