Insider transactions

Rodman L Drake

CIK 1242538 · Chairman, President & CEO · last filed 2014-02-04

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$264.3K
Companies
12
Total Filings
120
Lifetime Open-Market Net
$792.1K

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

CRZ price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address
C/O BROOKFIELD INVESTMENT MANAGEMENT INC
BROOKFIELD PLACE, 250 VESEY ST, 15TH FL
NEW YORK, NY 10281-1023
Related Filers
CELGENE CORP /DE/ — 38 joint filings, latest 2014-06-16
Brookfield Public Securities Group LLC — 1 joint filings, latest 2006-01-11
John Jay Feeney Jr — 1 joint filings, latest 2006-01-11
Clifford E Lai — 1 joint filings, latest 2006-01-11
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CELGENE CORP /DE/ (CELGZ) Delisted Director 22,597 — — $221.5K 19 2014-02-04
CHIMERIX INC (CMRX) Delisted Director 3,500 $8.54 $29.9K $52.7K 5 2013-12-09
Brookfield Global Listed Infrastructure Income Fund Inc. (INF) Delisted Director 1,512 — — $23.5K 2 2013-10-24
BROOKFIELD TOTAL RETURN FUND INC (HTR) Delisted Director 12,359 — — $63.0K 10 2013-09-18
JACKSON HEWITT TAX SERVICE INC (JTX) Delisted Director 1,000 — — $1.1K 20 2011-05-03
CELGENE CORP /DE/ (CELG) Delisted Director 10,780 — — $18.4K 11 2010-06-18
HELIOS HIGH INCOME FUND, INC (HIH) Delisted Director 1,980 — — $10.1K 1 2009-04-13
HELIOS ADVANTAGE INCOME FUND, INC. (HAV) Delisted Director 2,000 — — $10.1K 1 2009-04-13
HELIOS STRATEGIC INCOME FUND, INC (HSA) Delisted Director 4,000 — — $21.9K 1 2009-04-13
HELIOS STRATEGIC MORTGAGE INCOME FUND, INC. (HSM) Delisted Director 4,585 — — $20.0K 4 2009-04-13
Crystal River Capital, Inc. (CRZ) Delisted Director 144,835 — — $235.9K 28 2008-12-02
SIL Director 3,167 $83.44 $264.3K $113.8K 6 2008-06-10

Recent Filings · Page 7 of 12

120 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2008-12-02 Crystal River Capital, Inc. (CRZ) Delisted Buy (P) +12,000 $7.3K EDGAR
2008-12-01 Crystal River Capital, Inc. (CRZ) Delisted Buy (P) +10,672 $6.5K EDGAR
2008-11-26 Crystal River Capital, Inc. (CRZ) Delisted Buy (P) +30,000 $18.9K EDGAR
2008-11-14 Crystal River Capital, Inc. (CRZ) Delisted Buy (P) +30,000 $32.5K EDGAR
2008-11-10 Crystal River Capital, Inc. (CRZ) Delisted Buy (P) +10,186 $11.6K EDGAR
2008-11-10 Crystal River Capital, Inc. (CRZ) Delisted Buy (P) +21,000 $23.2K EDGAR
2008-11-07 Crystal River Capital, Inc. (CRZ) Delisted Buy (P) +15,500 $17.0K EDGAR
2008-11-03 JACKSON HEWITT TAX SERVICE INC (JTX) Delisted Grant (A) — $0 EDGAR
2008-10-30 Crystal River Capital, Inc. (CRZ) Delisted Grant (A) +4,186 $0 EDGAR
2008-09-30 BROOKFIELD TOTAL RETURN FUND INC (HTR) Delisted Buy (P) +2,000 $9.1K EDGAR
Showing 61–70 of 120
Page 7 of 12
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.