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JOHN W BALLANTINE

CIK 1244130 · last filed 2020-04-23

JOHN W BALLANTINE is a corporate insider who has filed 28 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing, for POR, was dated Apr 23, 2020. Across all open-market trades the lifetime net is −$245.2K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $2.7M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.74M

Companies

4

Total Filings

28

Lifetime Open-Market Net

-$245.2K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
POR Director 27,293 $52.39 $1.43M $0 17 2020-04-23
DWS STRATEGIC MUNICIPAL INCOME TRUST (KSM) Delisted Director 2,335 $10.07 $23.5K $28.6K 1 2019-08-13
KTF Director 2,460 $8.86 $21.8K $28.6K 1 2019-08-13
HWAY Director 33,663 $38.22 $1.29M -$302.3K 9 2013-05-31

Recent Filings

28 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-04-23 POR Grant (A) +2,218 $0 EDGAR
2020-04-01 POR Grant (A) +60 $0 EDGAR
2019-08-13 DWS STRATEGIC MUNICIPAL INCOME TRUST (KSM) Delisted Buy (P) +2,335 $28.6K EDGAR
2019-08-13 KTF Buy (P) +2,460 $28.6K EDGAR
2019-04-25 POR Grant (A) +2,148 $0 EDGAR
2018-04-26 POR Grant (A) +2,451 $0 EDGAR
2017-09-20 POR Grant (A) +1,833 $0 EDGAR
2017-06-09 POR Disp (D) −2,052 -$85.0K EDGAR
2017-04-27 POR Grant (A) +1,945 $0 EDGAR
2016-05-05 POR Grant (A) +2,052 $0 EDGAR
Showing 1–10 of 28
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.