JOHN W BALLANTINE
CIK 1244130 · last filed 2020-04-23
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$2.74M
Companies
4
Total Filings
28
Lifetime Open-Market Net
-$245.2K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| POR | Director | 27,293 | $52.39 | $1.43M | $0 | 17 | 2020-04-23 |
| DWS STRATEGIC MUNICIPAL INCOME TRUST (KSM) Delisted | Director | 2,335 | $10.07 | $23.5K | $28.6K | 1 | 2019-08-13 |
| KTF | Director | 2,460 | $8.86 | $21.8K | $28.6K | 1 | 2019-08-13 |
| HWAY | Director | 33,663 | $38.22 | $1.29M | -$302.3K | 9 | 2013-05-31 |
Recent Filings · Page 2 of 3
28 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2015-05-04 | POR | Grant (A) | +2,130 | $0 | EDGAR |
| 2013-05-31 | HWAY | Grant (A) | +3,587 | $0 | EDGAR |
| 2013-05-23 | POR | Grant (A) | +1,708 | $0 | EDGAR |
| 2013-05-10 | HWAY | Mixed | +2,600 | -$18.9K | EDGAR |
| 2012-06-01 | HWAY | Grant (A) | +7,634 | $0 | EDGAR |
| 2012-05-24 | POR | Grant (A) | +2,204 | $0 | EDGAR |
| 2012-01-03 | POR | Grant (A) | +370 | $0 | EDGAR |
| 2011-05-27 | HWAY | Grant (A) | +3,119 | $0 | EDGAR |
| 2011-05-12 | POR | Grant (A) | +1,168 | $0 | EDGAR |
| 2010-06-02 | HWAY | Grant (A) | +3,526 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.