ROBERT J BROOKS
CIK 1244221 · last filed 2018-08-21
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$134.90M
Companies
1
Total Filings
36
Lifetime Open-Market Net
-$16.20M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| WAB | Director | 448,645 | $300.69 | $134.90M | -$16.20M | 36 | 2018-08-21 |
Recent Filings · Page 2 of 4
36 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-06-03 | WAB | Sell (S) | −20,000 | -$2.21M | EDGAR |
| 2013-05-16 | WAB | Grant (A) | +1,117 | $0 | EDGAR |
| 2012-11-01 | WAB | Mixed | — | -$434.6K | EDGAR |
| 2012-08-27 | WAB | Mixed | — | -$235.4K | EDGAR |
| 2012-05-17 | WAB | Grant (A) | +1,375 | $0 | EDGAR |
| 2012-05-03 | WAB | Mixed | — | -$334.4K | EDGAR |
| 2011-05-13 | WAB | Grant (A) | +1,454 | $0 | EDGAR |
| 2011-05-02 | WAB | Mixed | — | -$607.2K | EDGAR |
| 2011-03-31 | WAB | Sell (S) | −50,000 | -$3.36M | EDGAR |
| 2010-10-04 | WAB | Mixed | — | -$382.3K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.