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RICHARD T SCHWARZ

CIK 1244945 · last filed 2015-08-11

RICHARD T SCHWARZ is a corporate insider who has filed 16 SEC Form 4 insider transactions across 3 companies since 2007. Across all open-market trades the lifetime net is −$125.1K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $341.0K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$341.0K

Companies

3

Total Filings

16

Lifetime Open-Market Net

-$125.1K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ASSOCIATED ESTATES REALTY CORP (AEC.PRBC) Delisted Director 82,667 — — -$66.4K 1 2010-05-18
AEC Director 81,567 $4.18 $341.0K -$58.7K 5 2010-05-07
ENPATH MEDICAL, INC. (NPTH) Delisted Director 0 — — $0 1 2007-06-07

Recent Filings

16 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-08-11 — Disp (D) −100,732 -$2.90M
2013-05-10 — Grant (A) +4,157 $0
2012-08-24 — Gift (G) −1,000 $0
2012-06-15 — Gift (G) −1,000 $0
2012-05-11 — Grant (A) +4,414 $0
2011-05-06 — Grant (A) +3,051 $0
2011-01-07 — Exer (M) +3,816 $0
2010-08-11 — Mixed — -$18.6K
2010-05-18 ASSOCIATED ESTATES REALTY CORP (AEC.PRBC) Delisted Mixed — -$16.4K EDGAR
2010-05-07 AEC Grant (A) +3,547 $0 EDGAR
Showing 1–10 of 16
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.