RICHARD T SCHWARZ
CIK 1244945 · last filed 2015-08-11
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$341.0K
Companies
3
Total Filings
16
Lifetime Open-Market Net
-$125.1K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ASSOCIATED ESTATES REALTY CORP (AEC.PRBC) Delisted | Director | 82,667 | — | — | -$66.4K | 1 | 2010-05-18 |
| AEC | Director | 81,567 | $4.18 | $341.0K | -$58.7K | 5 | 2010-05-07 |
| ENPATH MEDICAL, INC. (NPTH) Delisted | Director | 0 | — | — | $0 | 1 | 2007-06-07 |
Recent Filings · Page 2 of 2
16 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2009-11-12 | AEC | Mixed | −1,000 | -$15.6K | EDGAR |
| 2009-05-08 | AEC | Grant (A) | +7,962 | $0 | EDGAR |
| 2008-05-09 | AEC | Grant (A) | +4,307 | $0 | EDGAR |
| 2007-06-19 | — | Disp (D) | — | $0 | |
| 2007-06-07 | ENPATH MEDICAL, INC. (NPTH) Delisted | U | −9,380 | -$134.9K | EDGAR |
| 2007-05-04 | AEC | Grant (A) | — | $0 | EDGAR |
Showing 11–16 of 16
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.