LOU FATICA

CIK 1244947 · Chief Financial Officer · last filed 2015-08-11

LOU FATICA is a Chief Financial Officer who has filed 30 SEC Form 4 insider transactions across 2 companies since 2007. Across all open-market trades the lifetime net is −$1.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $613.4K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$613.4K

Companies

2

Total Filings

30

Lifetime Open-Market Net

-$1.45M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
ASSOCIATED ESTATES REALTY CORP (AEC.PRBC) Delisted	Chief Financial Officer	146,757	—	—	-$1.42M	4	2010-06-01
AEC	Chief Financial Officer	146,757	$4.18	$613.4K	-$38.5K	15	2010-03-02

Recent Filings

30 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $
2015-08-11	—	Disp (D)	−231,790	-$6.66M
2015-02-04	—	Mixed	+4,883	-$139.7K
2014-02-04	—	Mixed	+10,626	-$121.1K
2014-01-03	—	Tax (F)	−12,724	-$204.2K
2013-02-21	—	Mixed	—	-$494.8K
2013-02-05	—	Mixed	+79,515	-$112.5K
2012-02-28	—	Tax (F)	−1,577	-$23.8K
2012-02-03	—	Mixed	+17,432	-$101.6K
2011-02-28	—	Tax (F)	−5,065	-$80.4K
2011-02-04	—	Mixed	+12,561	-$53.5K

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.