LOU FATICA
CIK 1244947 · Chief Financial Officer · last filed 2015-08-11
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$613.4K
Companies
2
Total Filings
30
Lifetime Open-Market Net
-$1.45M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ASSOCIATED ESTATES REALTY CORP (AEC.PRBC) Delisted | Chief Financial Officer | 146,757 | — | — | -$1.42M | 4 | 2010-06-01 |
| AEC | Chief Financial Officer | 146,757 | $4.18 | $613.4K | -$38.5K | 15 | 2010-03-02 |
Recent Filings · Page 2 of 3
30 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2011-01-04 | — | Tax (F) | −897 | -$13.7K | |
| 2010-06-01 | ASSOCIATED ESTATES REALTY CORP (AEC.PRBC) Delisted | Mixed | — | -$139.5K | EDGAR |
| 2010-05-26 | ASSOCIATED ESTATES REALTY CORP (AEC.PRBC) Delisted | Mixed | — | -$7.3K | EDGAR |
| 2010-05-20 | ASSOCIATED ESTATES REALTY CORP (AEC.PRBC) Delisted | Mixed | — | -$21.1K | EDGAR |
| 2010-05-17 | ASSOCIATED ESTATES REALTY CORP (AEC.PRBC) Delisted | Mixed | — | -$338.0K | EDGAR |
| 2010-03-02 | AEC | Tax (F) | −1,196 | -$14.8K | EDGAR |
| 2010-02-26 | AEC | Tax (F) | −5,066 | -$62.1K | EDGAR |
| 2010-02-04 | AEC | Mixed | +59,096 | -$24.3K | EDGAR |
| 2009-11-24 | AEC | Mixed | — | -$9.7K | EDGAR |
| 2009-03-03 | AEC | Tax (F) | −117 | -$591 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.