THOMAS O MCGIMPSEY

CIK 1245088 · EVP & General Counsel · last filed 2022-04-15

THOMAS O MCGIMPSEY is an EVP & General Counsel who has filed 72 SEC Form 4 insider transactions across 2 companies since 2011. The most recent filing, for AEIS, was dated Apr 15, 2022. Across all open-market trades the lifetime net is −$8.6M, making them a net seller over the disclosed history.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$0

Companies

2

Total Filings

72

Lifetime Open-Market Net

-$8.56M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
AEIS	EVP & General Counsel	—	$364.33	—	$0	1	2022-04-15
ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted	EVP & General Counsel	42,764	—	—	-$8.56M	71	2022-03-17

Recent Filings

72 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2022-04-15	AEIS	—	—	$0	EDGAR
2022-03-17	ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted	Grant (A)	+4,427	$380.6K	EDGAR
2022-03-07	ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted	Tax (F)	−522	-$45.1K	EDGAR
2022-03-03	ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted	Tax (F)	−354	-$30.1K	EDGAR
2022-02-24	ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted	Tax (F)	−725	-$60.6K	EDGAR
2021-05-26	ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted	Sell (S)	−2,219	-$221.9K	EDGAR
2021-03-05	ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted	Tax (F)	−795	-$83.7K	EDGAR
2021-03-03	ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted	Grant (A)	+3,675	$409.3K	EDGAR
2021-02-26	ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted	Mixed	+1,571	$170.9K	EDGAR
2021-02-24	ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted	Tax (F)	−971	-$101.3K	EDGAR

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.