THOMAS O MCGIMPSEY

CIK 1245088 · EVP & General Counsel · last filed 2022-04-15

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

2

Total Filings

72

Lifetime Open-Market Net

-$8.56M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AEIS EVP & General Counsel $364.76 $0 1 2022-04-15
ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted EVP & General Counsel 42,764 -$8.56M 71 2022-03-17

Recent Filings · Page 2 of 8

72 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-02-04 ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted Tax (F) −722 -$80.7K EDGAR
2020-08-17 ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted Sell (S) −3,354 -$268.3K EDGAR
2020-06-05 ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted Sell (S) −10,000 -$723.7K EDGAR
2020-03-05 ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted Mixed +6,894 $87.7K EDGAR
2020-02-26 ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted Tax (F) −902 -$56.8K EDGAR
2020-02-05 ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted Tax (F) −1,403 -$99.7K EDGAR
2019-02-26 ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted Mixed +9,205 $117.4K EDGAR
2019-02-06 ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted Tax (F) −2,947 -$154.8K EDGAR
2018-08-20 ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted Sell (S) −8,391 -$497.8K EDGAR
2018-03-02 ADVANCED ENERGY INDUSTRIES INC (AEISE) Delisted Tax (F) −2,198 -$145.8K EDGAR
Showing 1120 of 72
Page 2 of 8
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.