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W RICHARD ROTH

CIK 1245289 · President & CEO · last filed 2018-03-01

W RICHARD ROTH is a President & CEO who has filed 55 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for SJW, was dated Mar 1, 2018. Across all open-market trades the lifetime net is −$3.9M, making them a net seller over the disclosed history.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

55

Lifetime Open-Market Net

-$3.87M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
H2O AMERICA (SJW) Delisted President & CEO 131,496 $54.86 $7.21M -$3.87M 55 2018-03-01

Recent Filings

55 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-03-01 H2O AMERICA (SJW) Delisted Mixed −23,040 -$1.22M EDGAR
2018-02-27 H2O AMERICA (SJW) Delisted Grant (A) +46,473 $0 EDGAR
2018-01-04 H2O AMERICA (SJW) Delisted Mixed −5,562 -$366.9K EDGAR
2017-03-02 H2O AMERICA (SJW) Delisted Mixed +4,145 -$121.0K EDGAR
2017-01-05 H2O AMERICA (SJW) Delisted Mixed −1,251 -$98.3K EDGAR
2016-03-02 H2O AMERICA (SJW) Delisted Mixed +4,145 -$90.4K EDGAR
2016-01-05 H2O AMERICA (SJW) Delisted Mixed −1,829 -$51.1K EDGAR
2015-02-03 H2O AMERICA (SJW) Delisted Tax (F) −16,546 -$563.4K EDGAR
2015-01-27 H2O AMERICA (SJW) Delisted Tax (F) −541 -$19.3K EDGAR
2015-01-05 H2O AMERICA (SJW) Delisted Mixed +347 -$209 EDGAR
Showing 1–10 of 55
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.