W RICHARD ROTH
CIK 1245289 · President & CEO · last filed 2018-03-01
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$0
Companies
1
Total Filings
55
Lifetime Open-Market Net
-$3.87M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| H2O AMERICA (SJW) Delisted | President & CEO | 131,496 | $54.86 | $7.21M | -$3.87M | 55 | 2018-03-01 |
Recent Filings · Page 2 of 6
55 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2014-11-05 | H2O AMERICA (SJW) Delisted | Mixed | — | -$60.7K | EDGAR |
| 2014-11-04 | H2O AMERICA (SJW) Delisted | Mixed | — | -$412.3K | EDGAR |
| 2014-08-05 | H2O AMERICA (SJW) Delisted | Grant (A) | +17,071 | $0 | EDGAR |
| 2014-01-27 | H2O AMERICA (SJW) Delisted | Tax (F) | −541 | -$15.7K | EDGAR |
| 2014-01-03 | H2O AMERICA (SJW) Delisted | Mixed | +11,227 | $38.8K | EDGAR |
| 2013-12-19 | H2O AMERICA (SJW) Delisted | Mixed | — | -$30.3K | EDGAR |
| 2013-11-26 | H2O AMERICA (SJW) Delisted | Mixed | — | -$52.5K | EDGAR |
| 2013-08-08 | H2O AMERICA (SJW) Delisted | Mixed | — | -$87.2K | EDGAR |
| 2013-04-25 | H2O AMERICA (SJW) Delisted | Mixed | +3,634 | -$55.2K | EDGAR |
| 2013-02-12 | H2O AMERICA (SJW) Delisted | Tax (F) | −528 | -$14.1K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.