RBS INVESTMENT MANAGEMENT, L.L.C.

CIK 1249797 · last filed 2015-08-24

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$10.89B

Companies

5

Total Filings

24

Lifetime Open-Market Net

-$2.41B

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SEARS HOLDINGS CORP (SHLD.W) Delisted 10%+ Owner 29,230,636 $76.64M 2 2015-08-24
SHLD 10%+ Owner 27,734,329 $60.06 $1.67B $122.19M 3 2014-11-18
AN 10%+ Owner 16,752,664 $205.72 $3.45B -$351.14M 3 2013-12-18
ORCHARD SUPPLY HARDWARE STORES CORP (OSH) Delisted 10%+ Owner 447,842 $39.00 $17.47M -$5.27M 6 2013-05-30
AZO 10%+ Owner 1,895,516 $3046.44 $5.77B -$2.25B 10 2012-01-03

Recent Filings · Page 3 of 3

24 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2011-06-15 AZO Sell (S) −662,585 -$192.26M EDGAR
2011-05-31 AZO Sell (S) −1,169,756 -$344.29M EDGAR
2010-11-01 AZO Sell (S) −313,005 -$74.41M EDGAR
2010-01-13 AZO Other (J) −4,367,050 $0 EDGAR
Showing 2124 of 24
Page 3 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.