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RICHARD J HERRING

CIK 1250383 · last filed 2022-12-21

RICHARD J HERRING is a corporate insider who has filed 15 SEC Form 4 insider transactions across 11 companies since 2007. The most recent filing shows the insider sold $5.2K of KTF on Dec 21, 2022. Across all open-market trades the lifetime net is +$94.3K, making them a net buyer over the disclosed history.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

11

Total Filings

15

Lifetime Open-Market Net

$94.3K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
KTF Director 0 $8.86 $0 -$5.2K 1 2022-12-21
DWS STRATEGIC MUNICIPAL INCOME TRUST (KSM) Delisted Director 0 $10.07 $0 -$13.8K 3 2022-12-21
DEUTSCHE HIGH INCOME TRUST (KHI) Delisted Director 1,000 — — $9.4K 1 2014-07-02
DWS MULTI-MARKET INCOME TRUST (KMM) Delisted Director 1,000 — — $9.5K 1 2014-07-02
DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC. (DHG) Delisted Director 700 — — $10.3K 1 2014-07-02
DEUTSCHE STRATEGIC INCOME TRUST (KST) Delisted Director 800 — — $10.3K 1 2014-07-02
DEUTSCHE GLOBAL HIGH INCOME FUND, INC. (LBF) Delisted Director 1,100 — — $9.3K 1 2014-07-02
THAI CAPITAL FUND INC (TF) Delisted Director 1,300 — — $15.1K 1 2008-06-20
ABERDEEN SINGAPORE FUND INC (SGF) Delisted Director 1,100 — — $14.6K 1 2008-03-21
ABRDN JAPAN EQUITY FUND, INC. (JEQ) Delisted Director 2,300 $8.05 $18.5K $14.7K 1 2008-03-19
DWS RREEF REAL ESTATE FUND II, INC. (SRO) Delisted Director 2,250 — — $20.2K 1 2007-05-02

Recent Filings

15 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2022-12-21 KTF Sell (S) −600 -$5.2K EDGAR
2022-12-21 DWS STRATEGIC MUNICIPAL INCOME TRUST (KSM) Delisted Sell (S) −600 -$4.9K EDGAR
2018-05-01 — Other (J) −1,100 $0
2014-07-02 DEUTSCHE HIGH INCOME TRUST (KHI) Delisted Buy (P) +1,000 $9.4K EDGAR
2014-07-02 DWS MULTI-MARKET INCOME TRUST (KMM) Delisted Buy (P) +1,000 $9.5K EDGAR
2014-07-02 — Buy (P) +600 $8.2K
2014-07-02 DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC. (DHG) Delisted Buy (P) +700 $10.3K EDGAR
2014-07-02 DEUTSCHE STRATEGIC INCOME TRUST (KST) Delisted Buy (P) +800 $10.3K EDGAR
2014-07-02 DWS STRATEGIC MUNICIPAL INCOME TRUST (KSM) Delisted Buy (P) +600 $8.0K EDGAR
2014-07-02 DEUTSCHE GLOBAL HIGH INCOME FUND, INC. (LBF) Delisted Buy (P) +1,100 $9.3K EDGAR
Showing 1–10 of 15
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.