RICHARD J HERRING
CIK 1250383 · last filed 2022-12-21
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$0
Companies
11
Total Filings
15
Lifetime Open-Market Net
$94.3K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| KTF | Director | 0 | $8.86 | $0 | -$5.2K | 1 | 2022-12-21 |
| DWS STRATEGIC MUNICIPAL INCOME TRUST (KSM) Delisted | Director | 0 | $10.07 | $0 | -$13.8K | 3 | 2022-12-21 |
| DEUTSCHE HIGH INCOME TRUST (KHI) Delisted | Director | 1,000 | — | — | $9.4K | 1 | 2014-07-02 |
| DWS MULTI-MARKET INCOME TRUST (KMM) Delisted | Director | 1,000 | — | — | $9.5K | 1 | 2014-07-02 |
| DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC. (DHG) Delisted | Director | 700 | — | — | $10.3K | 1 | 2014-07-02 |
| DEUTSCHE STRATEGIC INCOME TRUST (KST) Delisted | Director | 800 | — | — | $10.3K | 1 | 2014-07-02 |
| DEUTSCHE GLOBAL HIGH INCOME FUND, INC. (LBF) Delisted | Director | 1,100 | — | — | $9.3K | 1 | 2014-07-02 |
| THAI CAPITAL FUND INC (TF) Delisted | Director | 1,300 | — | — | $15.1K | 1 | 2008-06-20 |
| ABERDEEN SINGAPORE FUND INC (SGF) Delisted | Director | 1,100 | — | — | $14.6K | 1 | 2008-03-21 |
| ABRDN JAPAN EQUITY FUND, INC. (JEQ) Delisted | Director | 2,300 | $8.05 | $18.5K | $14.7K | 1 | 2008-03-19 |
| DWS RREEF REAL ESTATE FUND II, INC. (SRO) Delisted | Director | 2,250 | — | — | $20.2K | 1 | 2007-05-02 |
Recent Filings · Page 2 of 2
15 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2010-07-12 | DWS STRATEGIC MUNICIPAL INCOME TRUST (KSM) Delisted | Sell (S) | −1,300 | -$16.9K | EDGAR |
| 2008-06-20 | THAI CAPITAL FUND INC (TF) Delisted | Buy (P) | +1,300 | $15.1K | EDGAR |
| 2008-03-21 | ABERDEEN SINGAPORE FUND INC (SGF) Delisted | Buy (P) | +1,100 | $14.6K | EDGAR |
| 2008-03-19 | ABRDN JAPAN EQUITY FUND, INC. (JEQ) Delisted | Buy (P) | +2,300 | $14.7K | EDGAR |
| 2007-05-02 | DWS RREEF REAL ESTATE FUND II, INC. (SRO) Delisted | Buy (P) | +1,000 | $20.2K | EDGAR |
Showing 11–15 of 15
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.