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NEWCASTLE CAPITAL GROUP LLC

CIK 1251293 · Executive Chairman · last filed 2019-03-11

NEWCASTLE CAPITAL GROUP LLC is an Executive Chairman who has filed 19 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for HALL, was dated Mar 11, 2019. Across all open-market trades the lifetime net is +$4.0M, making them a net buyer over the disclosed history. The firm reports its address in Dallas, TX. 239 SEC filings were submitted jointly with NEWCASTLE CAPITAL MANAGEMENT LP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

2

Total Filings

19

Lifetime Open-Market Net

$3.99M

Filer Profile

Reported Address
5420 LYNDON B. JOHNSON FREEWAY
STE 1400
DALLAS, TX 75240
Phone
(214) 661-7477
State of Incorporation
TX
Related Filers
NEWCASTLE CAPITAL MANAGEMENT LP — 239 joint filings, latest 2022-06-27
NEWCASTLE PARTNERS L P — 239 joint filings, latest 2022-06-27
MARK E SCHWARZ — 239 joint filings, latest 2022-06-27
HALLMARK FINANCIAL SERVICES INC — 115 joint filings, latest 2022-06-02
Clinton J Coleman — 48 joint filings, latest 2012-06-20
HALLMARK INSURANCE Co OF TEXAS AMERICAN — 39 joint filings, latest 2012-06-20
STEVEN J PULLY — 21 joint filings, latest 2006-07-06
NCM SERVICES, INC. — 20 joint filings, latest 2022-06-27
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HALLMARK FINANCIAL SERVICES INC (HALL) Delisted 10%+ Owner 37,536 $0.08 $3.0K $3.92M 7 2019-03-11
BELL INDUSTRIES INC /NEW/ (BI) Delisted Director 565,100 — — $70.4K 1 2007-01-22

Recent Filings

19 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-03-11 HALLMARK FINANCIAL SERVICES INC (HALL) Delisted Mixed +430,650 $2 EDGAR
2012-04-04 HALLMARK FINANCIAL SERVICES INC (HALL) Delisted Other (J) +260,960 $0 EDGAR
2011-09-09 HALLMARK FINANCIAL SERVICES INC (HALL) Delisted Buy (P) +9,000 $62.3K EDGAR
2011-05-24 HALLMARK FINANCIAL SERVICES INC (HALL) Delisted Buy (P) +124,776 $863.6K EDGAR
2010-10-15 HALLMARK FINANCIAL SERVICES INC (HALL) Delisted Buy (P) +338,103 $2.99M EDGAR
2010-07-28 — Other (J) — $0
2010-07-13 — Other (J) — $0
2010-02-01 — Other (J) −525,492 $0
2010-01-27 — Buy (P) +98,000 $161.7K
2009-07-07 — Other (J) −3,401,076 $0
Showing 1–10 of 19
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.