MARK E SCHWARZ
CIK 1208889 · Chairman & CEO · last filed 2022-06-02
MARK E SCHWARZ is a Chairman & CEO who has filed 58 SEC Form 4 insider transactions across 7 companies since 2007. The most recent filing, for HALL, was dated Jun 2, 2022. Across all open-market trades the lifetime net is +$16.3M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $7.3M across reported positions. 240 SEC filings were submitted jointly with NEWCASTLE CAPITAL MANAGEMENT LP.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$7.26M
7
58
$16.25M
Filer Profile
SUITE 1100
DALLAS, TX 75240
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| HALLMARK FINANCIAL SERVICES INC (HALL) Delisted | Chairman & CEO | 393,301 | $0.08 | $31.5K | $16.45M | 17 | 2022-06-02 |
| RAVE | Chairman | 3,168,565 | $2.29 | $7.26M | $310.0K | 3 | 2022-05-18 |
| SLI | Director | 0 | $1.86 | $0 | -$614.0K | 11 | 2016-06-01 |
| BELL INDUSTRIES INC /NEW/ (BELM) Delisted | Chairman | — | — | — | $0 | 2 | 2010-04-07 |
| MEDQUIST INC (MEDQ) Delisted | Director | 1,194,004 | — | — | $103.9K | 4 | 2009-07-08 |
| NASHUA CORP (NSHA) Delisted | Director | 1,075,474 | — | — | $0 | 1 | 2008-04-30 |
| BELL INDUSTRIES INC /NEW/ (BI) Delisted | Director | 10,000 | — | — | $0 | 1 | 2007-06-01 |
Recent Filings
58 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2022-06-02 | HALLMARK FINANCIAL SERVICES INC (HALL) Delisted | Buy (P) | — | $0 | EDGAR |
| 2022-06-02 | HALLMARK FINANCIAL SERVICES INC (HALL) Delisted | Buy (P) | +7,074 | $6.3K | EDGAR |
| 2022-05-18 | RAVE | Buy (P) | +217,320 | $193.3K | EDGAR |
| 2022-04-05 | HALLMARK FINANCIAL SERVICES INC (HALL) Delisted | Grant (A) | — | $0 | EDGAR |
| 2016-06-27 | RAVE | Grant (A) | — | $0 | EDGAR |
| 2016-06-01 | SLI | Mixed | −16,001 | -$640.0K | EDGAR |
| 2016-05-06 | SLI | Grant (A) | +3,000 | $0 | EDGAR |
| 2015-12-30 | RAVE | Buy (P) | +20,000 | $116.7K | EDGAR |
| 2015-06-01 | SLI | Grant (A) | +3,000 | $0 | EDGAR |
| 2013-10-03 | — | Buy (P) | +300 | $747 |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.