MARK E SCHWARZ

CIK 1208889 · Chairman & CEO · last filed 2022-06-02

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$7.26M

Companies

7

Total Filings

58

Lifetime Open-Market Net

$16.25M

Filer Profile

Reported Address
5420 LYNDON B. JOHNSON FREEWAY
SUITE 1100
DALLAS, TX 75240
Related Filers
NEWCASTLE CAPITAL MANAGEMENT LP — 240 joint filings, latest 2022-06-27
NEWCASTLE PARTNERS L P — 240 joint filings, latest 2022-06-27
NEWCASTLE CAPITAL GROUP LLC — 239 joint filings, latest 2022-06-27
HALLMARK FINANCIAL SERVICES INC — 121 joint filings, latest 2022-06-02
Newcastle Focus Fund II LP — 71 joint filings, latest 2012-04-04
STOKER Co DETROIT — 51 joint filings, latest 2012-04-24
DSC Services, Inc. — 51 joint filings, latest 2012-04-24
Clinton J Coleman — 48 joint filings, latest 2012-06-20
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HALLMARK FINANCIAL SERVICES INC (HALL) Delisted Chairman & CEO 393,301 $0.08 $31.5K $16.45M 17 2022-06-02
RAVE Chairman 3,168,565 $2.29 $7.26M $310.0K 3 2022-05-18
SLI Director 0 $1.86 $0 -$614.0K 11 2016-06-01
BELL INDUSTRIES INC /NEW/ (BELM) Delisted Chairman — — — $0 2 2010-04-07
MEDQUIST INC (MEDQ) Delisted Director 1,194,004 — — $103.9K 4 2009-07-08
NASHUA CORP (NSHA) Delisted Director 1,075,474 — — $0 1 2008-04-30
BELL INDUSTRIES INC /NEW/ (BI) Delisted Director 10,000 — — $0 1 2007-06-01

Recent Filings · Page 2 of 6

58 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-09-16 HALLMARK FINANCIAL SERVICES INC (HALL) Delisted Buy (P) +90,930 $767.1K EDGAR
2013-05-13 SLI Grant (A) +3,000 $0 EDGAR
2012-06-27 — Grant (A) — $0
2012-06-20 — Buy (P) +52,500 $128.6K
2012-04-24 HALLMARK FINANCIAL SERVICES INC (HALL) Delisted Buy (P) +8,088 $58.0K EDGAR
2012-04-20 HALLMARK FINANCIAL SERVICES INC (HALL) Delisted Buy (P) +194,550 $1.38M EDGAR
2012-04-12 HALLMARK FINANCIAL SERVICES INC (HALL) Delisted Buy (P) +52,998 $379.3K EDGAR
2012-04-03 SLI Grant (A) +3,000 $0 EDGAR
2012-01-04 HALLMARK FINANCIAL SERVICES INC (HALL) Delisted Other (J) +1,148,490 $0 EDGAR
2012-01-04 HALLMARK FINANCIAL SERVICES INC (HALL) Delisted Grant (A) — $0 EDGAR
Showing 11–20 of 58
Page 2 of 6
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.