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JOHN F SCHWALBE

CIK 1254075 · last filed 2015-05-29

JOHN F SCHWALBE is a corporate insider who has filed 15 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for MIND, was dated May 29, 2015. Across all open-market trades the lifetime net is −$1.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $4.5K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.5K

Companies

1

Total Filings

15

Lifetime Open-Market Net

-$1.21M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
MIND Director 880 $5.14 $4.5K -$1.21M 15 2015-05-29

Recent Filings

15 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-05-29 MIND Grant (A) — $0 EDGAR
2014-01-24 MIND Grant (A) +3,300 $54.5K EDGAR
2014-01-13 MIND Mixed — -$48.0K EDGAR
2013-10-23 MIND Mixed — -$59.0K EDGAR
2013-07-10 MIND Mixed — -$67.0K EDGAR
2012-07-30 MIND Grant (A) +2,500 $43.5K EDGAR
2011-12-23 MIND Sell (S) −2,500 -$50.5K EDGAR
2011-08-01 MIND Grant (A) +2,500 $48.2K EDGAR
2011-04-27 MIND Sell (S) −6,000 -$95.2K EDGAR
2010-07-28 MIND Grant (A) +2,500 $18.0K EDGAR
Showing 1–10 of 15
Page 1 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.