Insider transactions

WHITEBOX ADVISORS LLC

CIK 1257391 · last filed 2022-03-10

WHITEBOX ADVISORS LLC is a corporate insider who has filed 50 SEC Form 4 insider transactions across 8 companies since 2008. The most recent filing shows the insider sold $14.5M of HYMCZ on Mar 10, 2022. Across all open-market trades the lifetime net is −$180.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $673.9M across reported positions. The firm reports its address in Minneapolis, MN. 61 SEC filings were submitted jointly with Whitebox Multi-Strategy Partners LP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$673.89M
Companies
8
Total Filings
50
Lifetime Open-Market Net
-$180.52M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

PARR price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address
3033 EXCELSIOR BLVD.
SUITE 500
MINNEAPOLIS, MN 55416
Phone
(612) 253-6001
State of Incorporation
DE
Related Filers
Whitebox Multi-Strategy Partners LP — 61 joint filings, latest 2020-10-30
WHITEBOX GENERAL PARTNER LLC — 57 joint filings, latest 2022-03-10
Pandora Select Partners, L.P. — 55 joint filings, latest 2016-11-14
Whitebox Credit Partners, L.P. — 29 joint filings, latest 2019-04-01
Whitebox Convertible Arbitrage Partners, L.P. — 28 joint filings, latest 2016-11-14
Whitebox L/S Equity Partners LP — 28 joint filings, latest 2012-06-27
WHITEBOX ASYMMETRIC PARTNERS LP — 20 joint filings, latest 2018-09-28
Master Trusts Hfr — 19 joint filings, latest 2012-11-30
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HYCROFT MINING HOLDING CORP (HYMCZ) Delisted 10%+ Owner 735,117 $0.04 $25.7K -$16.08M 7 2022-03-10
Alpha Metallurgical Resources, Inc. (CTRA) Delisted 10%+ Owner 1,784,025 $32.56 $58.09M -$36.33M 2 2019-09-20
PARKER DRILLING CO /DE/ (PKD) Delisted 10%+ Owner 1,415,462 — — -$4.23M 1 2019-04-10
SAExploration Holdings, Inc. (SAEX) Delisted 10%+ Owner — — — $0 2 2018-07-27
PARR 10%+ Owner 8,419,376 $80.04 $673.89M -$116.39M 13 2017-10-20
ReShape Weightloss Inc. (ETRM) Delisted 10%+ Owner 2,455,462 — — -$156.0K 2 2012-05-14
TWO HARBORS INVESTMENT CORP. (TWO.WS) Delisted 10%+ Owner 1,495,936 — — -$7.46M 6 2011-02-10
CRM Holdings, Ltd. (CRMH) Delisted 10%+ Owner 1,615,370 — — $111.1K 13 2009-08-14

Recent Filings

50 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2022-03-10 HYCROFT MINING HOLDING CORP (HYMCZ) Delisted Sell (S) −15,634,802 -$14.46M EDGAR
2021-11-12 HYCROFT MINING HOLDING CORP (HYMCZ) Delisted Sell (S) −381,598 -$404.4K EDGAR
2021-04-19 HYCROFT MINING HOLDING CORP (HYMCZ) Delisted — — $0 EDGAR
2021-04-12 HYCROFT MINING HOLDING CORP (HYMCZ) Delisted Sell (S) — $0 EDGAR
2021-03-01 HYCROFT MINING HOLDING CORP (HYMCZ) Delisted Sell (S) −9,900 -$70.4K EDGAR
2020-12-22 HYCROFT MINING HOLDING CORP (HYMCZ) Delisted Sell (S) −49,871 -$418.1K EDGAR
2020-12-03 HYCROFT MINING HOLDING CORP (HYMCZ) Delisted Sell (S) −96,411 -$725.2K EDGAR
2020-07-30 — Mixed +10,527,051 -$25
2020-03-31 — Other (J) +82,350,278 $0
2019-09-20 Alpha Metallurgical Resources, Inc. (CTRA) Delisted Sell (S) −1,000,000 -$32.99M EDGAR
Showing 1–10 of 50
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.