WHITEBOX ADVISORS LLC

CIK 1257391 · last filed 2022-03-10

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$641.98M

Companies

8

Total Filings

50

Lifetime Open-Market Net

-$180.52M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HYCROFT MINING HOLDING CORP (HYMCZ) Delisted 10%+ Owner 735,117 $0.04 $25.7K -$16.08M 7 2022-03-10
Alpha Metallurgical Resources, Inc. (CTRA) Delisted 10%+ Owner 1,784,025 $32.56 $58.09M -$36.33M 2 2019-09-20
PARKER DRILLING CO /DE/ (PKD) Delisted 10%+ Owner 1,415,462 -$4.23M 1 2019-04-10
SAExploration Holdings, Inc. (SAEX) Delisted 10%+ Owner $0 2 2018-07-27
PARR 10%+ Owner 8,419,376 $76.25 $641.98M -$116.39M 13 2017-10-20
ReShape Weightloss Inc. (ETRM) Delisted 10%+ Owner 2,455,462 -$156.0K 2 2012-05-14
TWO HARBORS INVESTMENT CORP. (TWO.WS) Delisted 10%+ Owner 1,495,936 -$7.46M 6 2011-02-10
CRM Holdings, Ltd. (CRMH) Delisted 10%+ Owner 1,615,370 $111.1K 13 2009-08-14

Recent Filings · Page 2 of 5

50 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-04-10 PARKER DRILLING CO /DE/ (PKD) Delisted Sell (S) −232,000 -$4.23M EDGAR
2019-01-07 Alpha Metallurgical Resources, Inc. (CTRA) Delisted Sell (S) −51,400 -$3.34M EDGAR
2018-07-27 SAExploration Holdings, Inc. (SAEX) Delisted Conv (C) $0 EDGAR
2018-02-01 SAExploration Holdings, Inc. (SAEX) Delisted Other (J) $0 EDGAR
2017-10-20 PARR Sell (S) −193,200 -$4.42M EDGAR
2017-10-20 PARR Sell (S) −243,060 -$3.62M EDGAR
2017-10-13 PARR Sell (S) −233,506 -$4.82M EDGAR
2017-10-10 PARR Sell (S) −1,012,158 -$21.00M EDGAR
2017-09-13 PARR Sell (S) −788,044 -$14.57M EDGAR
2017-09-07 PARR Sell (S) −760,008 -$13.36M EDGAR
Showing 1120 of 50
Page 2 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.