DAVID C PHELAN

CIK 1268183 · EVP; Gen Counsel and Secretary · last filed 2023-11-17

DAVID C PHELAN is an EVP; Gen Counsel and Secretary who has filed 31 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider had shares withheld for taxes covering $27.3K of XLF on Nov 17, 2023. Across all open-market trades the lifetime net is −$5.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $21.9M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$21.89M

Companies

2

Total Filings

31

Lifetime Open-Market Net

-$5.51M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
XLF EVP; Gen Counsel and Secretary 71,318 $54.35 $3.88M -$5.51M 18 2023-11-17
STT EVP and General Counsel 105,144 $171.29 $18.01M $0 13 2011-02-28

Recent Filings

31 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2023-11-17 XLF Tax (F) −391 -$27.3K EDGAR
2023-08-17 XLF Tax (F) −391 -$27.2K EDGAR
2023-05-17 XLF Tax (F) −391 -$26.6K EDGAR
2023-02-28 XLF Mixed −2,525 -$1.30M EDGAR
2023-02-17 XLF Mixed +4,710 -$775.7K EDGAR
2022-11-17 XLF Tax (F) −717 -$57.0K EDGAR
2022-08-17 XLF Tax (F) −717 -$53.4K EDGAR
2022-05-17 XLF Tax (F) −717 -$49.6K EDGAR
2022-03-01 XLF Mixed +15,084 -$123.3K EDGAR
2022-02-17 XLF Tax (F) −2,062 -$206.9K EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.