DAVID C PHELAN

CIK 1268183 · EVP; Gen Counsel and Secretary · last filed 2023-11-17

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$21.89M

Companies

2

Total Filings

31

Lifetime Open-Market Net

-$5.51M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
XLF EVP; Gen Counsel and Secretary 71,318 $54.35 $3.88M -$5.51M 18 2023-11-17
STT EVP and General Counsel 105,144 $171.29 $18.01M $0 13 2011-02-28

Recent Filings · Page 2 of 4

31 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2021-11-17 XLF Tax (F) −1,059 -$105.8K EDGAR
2021-08-17 XLF Tax (F) −1,059 -$96.1K EDGAR
2021-05-21 XLF Sell (S) −50,000 -$4.21M EDGAR
2021-05-18 XLF Tax (F) −741 -$64.3K EDGAR
2021-03-02 XLF Mixed +17,062 -$73.9K EDGAR
2021-02-17 XLF Tax (F) −1,017 -$74.7K EDGAR
2020-11-17 XLF Tax (F) −1,822 -$124.8K EDGAR
2020-08-18 XLF Tax (F) −1,599 -$112.8K EDGAR
2011-02-28 STT Mixed +18,987 -$37.1K EDGAR
2011-02-17 STT Tax (F) −6,869 -$313.9K EDGAR
Showing 1120 of 31
Page 2 of 4
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.