DAVID C PHELAN

CIK 1268183 · EVP; Gen Counsel and Secretary · last filed 2023-11-17

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$21.89M

Companies

2

Total Filings

31

Lifetime Open-Market Net

-$5.51M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
XLF EVP; Gen Counsel and Secretary 71,318 $54.35 $3.88M -$5.51M 18 2023-11-17
STT EVP and General Counsel 105,144 $171.29 $18.01M $0 13 2011-02-28

Recent Filings · Page 3 of 4

31 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2010-07-01 STT Tax (F) −548 -$18.5K EDGAR
2010-03-01 STT Grant (A) +33,127 $0 EDGAR
2010-02-17 STT Tax (F) −4,294 -$191.6K EDGAR
2009-07-01 STT Tax (F) −664 -$31.3K EDGAR
2009-03-06 STT Mixed +37,553 -$60.7K EDGAR
2009-02-17 STT Tax (F) −2,666 -$72.0K EDGAR
2008-07-01 STT Tax (F) −665 -$42.6K EDGAR
2008-03-03 STT Grant (A) +10,978 $0 EDGAR
2008-02-20 STT Tax (F) −1,685 -$141.4K EDGAR
2007-07-03 STT Tax (F) −505 -$34.5K EDGAR
Showing 2130 of 31
Page 3 of 4
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.