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PATRICK D DUGAN

CIK 1273607 · EVP & Chief Financial Officer · last filed 2021-09-01

PATRICK D DUGAN is an EVP & Chief Financial Officer who has filed 45 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing shows the insider sold $1.5M of WAB on Sep 1, 2021. Across all open-market trades the lifetime net is −$10.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $6.3M across reported positions. 54 SEC filings were submitted jointly with WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$6.28M

Companies

1

Total Filings

45

Lifetime Open-Market Net

-$10.40M

Filer Profile

Reported Address
1001 AIR BRAKE AVENUE
WILMERDING, PA 15148
Related Filers
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP — 54 joint filings, latest 2021-09-01
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
WAB EVP & Chief Financial Officer 22,188 $282.86 $6.28M -$10.40M 45 2021-09-01

Recent Filings

45 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-09-01 WAB Sell (S) −17,033 -$1.53M EDGAR
2021-03-19 WAB Mixed +1,831 -$109.0K EDGAR
2021-03-02 WAB Tax (F) −6,987 -$518.1K EDGAR
2021-02-16 WAB Grant (A) +6,987 $0 EDGAR
2021-01-04 WAB Tax (F) −4,131 -$307.6K EDGAR
2020-03-19 WAB Grant (A) +8,050 $0 EDGAR
2020-03-03 WAB Tax (F) −6,340 -$427.8K EDGAR
2020-02-11 WAB Grant (A) +7,606 $0 EDGAR
2019-03-22 WAB Grant (A) +4,886 $0 EDGAR
2019-03-08 WAB Grant (A) +27,700 $0 EDGAR
Showing 1–10 of 45
Page 1 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.