D3 Family Fund, LP
CIK 1282685 · last filed 2013-05-03
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$85.1K
Companies
4
Total Filings
18
Lifetime Open-Market Net
-$369.10M
Filer Profile
Reported Address
19605 NE 8TH STREETCAMAS, WA 98607
Phone
(360) 604-8600
State of Incorporation
WA
Formerly Known As
D3 FAMILY FUND LP (2006–2009)
Related Filers
Nierenberg Investment Management Company, LLC — 99 joint filings, latest 2015-05-18
David Nierenberg — 98 joint filings, latest 2019-03-15
D3 Family Bulldog Fund, LP — 94 joint filings, latest 2019-03-15
DIII Offshore Fund, LP — 65 joint filings, latest 2013-05-03
Nierenberg Investment Management Offshore Inc — 64 joint filings, latest 2013-05-03
D3 Family Canadian Fund, LP — 59 joint filings, latest 2013-05-03
CARA DENVER — 20 joint filings, latest 2007-08-14
HENRY E HOOPER — 20 joint filings, latest 2007-08-14
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
View filings on SEC EDGAR.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ASSET ACCEPTANCE CAPITAL CORP (AACC) Delisted | 10%+ Owner | 0 | — | — | -$170.25M | 5 | 2013-05-03 |
| ELECTRO SCIENTIFIC INDUSTRIES INC (ESIO) Delisted | 10%+ Owner | 2,036,858 | — | — | $0 | 2 | 2012-12-28 |
| MEDCATH CORP (MDTH) Delisted | 10%+ Owner | 91,522 | — | — | -$214.26M | 3 | 2011-09-13 |
| MOVE | 10%+ Owner | 7,646 | $11.13 | $85.1K | $15.41M | 4 | 2008-06-13 |
Recent Filings · Page 2 of 2
18 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2008-05-30 | MOVE | Buy (P) | +1,090,446 | $3.21M | EDGAR |
| 2008-05-27 | MOVE | Buy (P) | +1,935,899 | $5.72M | EDGAR |
| 2008-05-21 | MOVE | Buy (P) | +1,772,680 | $5.23M | EDGAR |
| 2008-01-03 | MEDCATH CORP (MDTH) Delisted | Buy (P) | +182,335 | $4.38M | EDGAR |
| 2007-11-06 | MEDCATH CORP (MDTH) Delisted | Buy (P) | +258,040 | $6.75M | EDGAR |
| 2007-06-19 | — | Buy (P) | +200,000 | $2.60M | |
| 2007-06-14 | — | Buy (P) | +1,260,000 | $16.30M | |
| 2007-01-11 | — | Buy (P) | +24,000 | $383.5K |
Showing 11–18 of 18
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.