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JEFFREY N CARP

CIK 1287958 · EVP, CLO and Secretary · last filed 2020-03-02

JEFFREY N CARP is an EVP, CLO and Secretary who has filed 46 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for XLF, was dated Mar 2, 2020. Across all open-market trades the lifetime net is −$26.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $72.9M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$72.93M

Companies

2

Total Filings

46

Lifetime Open-Market Net

-$26.47M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
XLF EVP, CLO and Secretary 179,658 $57.88 $10.40M -$14.95M 20 2020-03-02
STT EVP, CLO and Secretary 337,567 $185.23 $62.53M -$11.52M 26 2016-04-05

Recent Filings

46 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-03-02 XLF Mixed +39,560 -$940.1K EDGAR
2020-02-19 XLF Tax (F) −5,894 -$458.8K EDGAR
2019-11-15 XLF Sell (S) −25,000 -$1.82M EDGAR
2019-11-08 XLF Sell (S) −17,876 -$1.29M EDGAR
2019-11-06 XLF Sell (S) −7,124 -$512.9K EDGAR
2019-08-14 XLF Sell (S) −25,000 -$1.29M EDGAR
2019-05-16 XLF Sell (S) −25,000 -$1.58M EDGAR
2019-03-07 XLF Sell (S) −25,000 -$1.78M EDGAR
2019-03-04 XLF Mixed +39,036 -$1.29M EDGAR
2019-02-20 XLF Tax (F) −6,266 -$442.8K EDGAR
Showing 1–10 of 46
Page 1 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.