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JEFFREY N CARP

CIK 1287958 · EVP, CLO and Secretary · last filed 2020-03-02

JEFFREY N CARP is an EVP, CLO and Secretary who has filed 46 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for XLF, was dated Mar 2, 2020. Across all open-market trades the lifetime net is −$26.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $71.8M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$71.77M

Companies

2

Total Filings

46

Lifetime Open-Market Net

-$26.47M

Filer Profile

Reported Address
STATE STREET CORPORATION
ONE LINCOLN STREET
BOSTON, MA 02111
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
XLF EVP, CLO and Secretary 179,658 $55.86 $10.04M -$14.95M 20 2020-03-02
STT EVP, CLO and Secretary 337,567 $182.87 $61.73M -$11.52M 26 2016-04-05

Recent Filings

46 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-03-02 XLF Mixed +39,560 -$940.1K EDGAR
2020-02-19 XLF Tax (F) −5,894 -$458.8K EDGAR
2019-11-15 XLF Sell (S) −25,000 -$1.82M EDGAR
2019-11-08 XLF Sell (S) −17,876 -$1.29M EDGAR
2019-11-06 XLF Sell (S) −7,124 -$512.9K EDGAR
2019-08-14 XLF Sell (S) −25,000 -$1.29M EDGAR
2019-05-16 XLF Sell (S) −25,000 -$1.58M EDGAR
2019-03-07 XLF Sell (S) −25,000 -$1.78M EDGAR
2019-03-04 XLF Mixed +39,036 -$1.29M EDGAR
2019-02-20 XLF Tax (F) −6,266 -$442.8K EDGAR
Showing 1–10 of 46
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.