JEFFREY N CARP
CIK 1287958 · EVP, CLO and Secretary · last filed 2020-03-02
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$78.44M
Companies
3
Total Filings
46
Lifetime Open-Market Net
-$26.47M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| XLF | EVP, CLO and Secretary | 179,658 | $54.35 | $9.76M | -$14.95M | 20 | 2020-03-02 |
| STATE STREET CORP (STTpD) Delisted | EVP, CLO and Secretary | 337,567 | $24.98 | $8.43M | -$11.52M | 10 | 2016-04-05 |
| STT | EVP, CLO and Secretary | 400,907 | $171.29 | $68.67M | $0 | 16 | 2014-02-24 |
Recent Filings · Page 2 of 5
46 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2018-02-28 | XLF | Mixed | +31,721 | -$1.38M | EDGAR |
| 2018-02-20 | XLF | Tax (F) | −11,320 | -$1.18M | EDGAR |
| 2017-06-14 | XLF | Mixed | — | -$439.5K | EDGAR |
| 2017-03-01 | XLF | Grant (A) | +21,215 | $0 | EDGAR |
| 2017-02-17 | XLF | Tax (F) | −19,379 | -$1.59M | EDGAR |
| 2016-11-15 | XLF | Mixed | — | -$424.7K | EDGAR |
| 2016-10-05 | XLF | Sell (S) | −15,000 | -$1.04M | EDGAR |
| 2016-07-29 | XLF | Sell (S) | −40,196 | -$2.48M | EDGAR |
| 2016-07-15 | XLF | Sell (S) | −5,000 | -$275.0K | EDGAR |
| 2016-07-06 | XLF | Sell (S) | −45,000 | -$2.42M | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.