JEFFREY N CARP

CIK 1287958 · EVP, CLO and Secretary · last filed 2020-03-02

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$78.44M

Companies

3

Total Filings

46

Lifetime Open-Market Net

-$26.47M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
XLF EVP, CLO and Secretary 179,658 $54.35 $9.76M -$14.95M 20 2020-03-02
STATE STREET CORP (STTpD) Delisted EVP, CLO and Secretary 337,567 $24.98 $8.43M -$11.52M 10 2016-04-05
STT EVP, CLO and Secretary 400,907 $171.29 $68.67M $0 16 2014-02-24

Recent Filings · Page 3 of 5

46 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2016-04-05 STATE STREET CORP (STTpD) Delisted Sell (S) −25,000 -$1.45M EDGAR
2016-03-02 STATE STREET CORP (STTpD) Delisted Grant (A) +24,784 $0 EDGAR
2016-02-17 STATE STREET CORP (STTpD) Delisted Tax (F) −31,584 -$1.73M EDGAR
2016-01-06 STATE STREET CORP (STTpD) Delisted Sell (S) −25,000 -$1.61M EDGAR
2015-11-13 STATE STREET CORP (STTpD) Delisted Mixed -$653.3K EDGAR
2015-10-02 STATE STREET CORP (STTpD) Delisted Sell (S) −25,000 -$1.67M EDGAR
2015-07-06 STATE STREET CORP (STTpD) Delisted Sell (S) −25,000 -$1.94M EDGAR
2015-03-04 STATE STREET CORP (STTpD) Delisted Mixed -$747.4K EDGAR
2015-02-23 STATE STREET CORP (STTpD) Delisted Mixed +49,960 -$334.6K EDGAR
2015-02-18 STATE STREET CORP (STTpD) Delisted Tax (F) −37,854 -$2.91M EDGAR
Showing 2130 of 46
Page 3 of 5
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.