JEFFREY N CARP
CIK 1287958 · EVP, CLO and Secretary · last filed 2020-03-02
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$78.44M
Companies
3
Total Filings
46
Lifetime Open-Market Net
-$26.47M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| XLF | EVP, CLO and Secretary | 179,658 | $54.35 | $9.76M | -$14.95M | 20 | 2020-03-02 |
| STATE STREET CORP (STTpD) Delisted | EVP, CLO and Secretary | 337,567 | $24.98 | $8.43M | -$11.52M | 10 | 2016-04-05 |
| STT | EVP, CLO and Secretary | 400,907 | $171.29 | $68.67M | $0 | 16 | 2014-02-24 |
Recent Filings · Page 4 of 5
46 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2014-02-24 | STT | Mixed | +67,200 | -$799.9K | EDGAR |
| 2014-02-19 | STT | Tax (F) | −30,474 | -$2.10M | EDGAR |
| 2013-02-25 | STT | Mixed | +110,273 | -$824.1K | EDGAR |
| 2013-02-20 | STT | Tax (F) | −16,202 | -$927.4K | EDGAR |
| 2012-11-05 | STT | Tax (F) | −17,867 | -$804.9K | EDGAR |
| 2012-02-17 | STT | Mixed | +160,380 | -$531.6K | EDGAR |
| 2011-11-03 | STT | Tax (F) | −17,888 | -$693.3K | EDGAR |
| 2011-02-28 | STT | Mixed | +11,162 | -$230.3K | EDGAR |
| 2010-11-03 | STT | Tax (F) | −17,888 | -$747.2K | EDGAR |
| 2010-02-17 | STT | Tax (F) | −3,593 | -$160.3K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.