JEFFREY N CARP
CIK 1287958 · EVP, CLO and Secretary · last filed 2020-03-02
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$78.44M
Companies
3
Total Filings
46
Lifetime Open-Market Net
-$26.47M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| XLF | EVP, CLO and Secretary | 179,658 | $54.35 | $9.76M | -$14.95M | 20 | 2020-03-02 |
| STATE STREET CORP (STTpD) Delisted | EVP, CLO and Secretary | 337,567 | $24.98 | $8.43M | -$11.52M | 10 | 2016-04-05 |
| STT | EVP, CLO and Secretary | 400,907 | $171.29 | $68.67M | $0 | 16 | 2014-02-24 |
Recent Filings · Page 5 of 5
46 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2009-10-26 | STT | Grant (A) | +128,535 | $0 | EDGAR |
| 2009-03-06 | STT | Mixed | +15,042 | -$135.1K | EDGAR |
| 2009-02-17 | STT | Tax (F) | −5,561 | -$150.1K | EDGAR |
| 2008-03-03 | STT | Mixed | +33,121 | -$683.7K | EDGAR |
| 2008-02-20 | STT | Tax (F) | −2,287 | -$191.9K | EDGAR |
| 2007-02-20 | STT | Mixed | +11,856 | $836.9K | EDGAR |
Showing 41–46 of 46
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Page 5 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.