Insider transactions

Wynnefield Capital, Inc. Profit Sharing Plan

CIK 1289453 · last filed 2024-10-07

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$49.04M
Companies
14
Total Filings
71
Lifetime Open-Market Net
$6.87M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

SANW price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address
450 SEVENTH AVENUE
SUITE 509
NEW YORK, NY 10123
Phone
(212) 760-0278
State of Incorporation
NY
Related Filers
WYNNEFIELD CAPITAL MANAGEMENT LLC — 533 joint filings, latest 2024-10-07
WYNNEFIELD PARTNERS SMALL CAP VALUE LP — 533 joint filings, latest 2024-10-07
WYNNEFIELD PARTNERS SMALL CAP VALUE LP I — 533 joint filings, latest 2024-10-07
WYNNEFIELD CAPITAL INC — 525 joint filings, latest 2024-10-07
WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD — 525 joint filings, latest 2024-10-07
Nelson Obus — 524 joint filings, latest 2024-10-07
Joshua Landes — 485 joint filings, latest 2024-10-07
CHANNEL PARTNERSHIP II L P — 114 joint filings, latest 2015-07-14
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LFCR 10%+ Owner 4,703,216 $6.38 $29.98M $1.20M 1 2024-10-07
QRHC 10%+ Owner 2,594,003 $1.16 $3.01M $1.86M 7 2023-09-01
DLHC 10%+ Owner 3,681,421 $3.66 $13.47M -$2.28M 8 2023-03-16
S&W Seed Co (SANW) Delisted 10%+ Owner 216,471 $0.02 $4.4K $2.91M 6 2023-02-09
Williams Industrial Services Group Inc. (WLMS) Delisted 10%+ Owner 6,458,156 $0.36 $2.31M $112.9K 2 2022-08-30
NATURES SUNSHINE PRODUCTS INC (NATRE) Delisted 10%+ Owner 2,444,620 — — $1.71M 11 2022-08-29
Summer Infant, Inc. (SUMR) Delisted 10%+ Owner 755,517 $11.99 $9.06M -$833.7K 11 2019-03-04
Jason Industries, Inc. (JASNW) Delisted 10%+ Owner 4,787,639 — — $587.3K 2 2018-08-23
Jason Industries, Inc. (JASN.W) Delisted 10%+ Owner 2,025,979 — — $1.46M 5 2016-09-12
Williams Industrial Services Group Inc. (GLPW) Delisted 10%+ Owner 2,752,726 — — $164.1K 1 2015-09-15
CRWS 10%+ Owner 1,017,671 $2.53 $2.57M -$228.4K 6 2013-01-17
Summer Infant, Inc. (SUMRW) Delisted 10%+ Owner 4,500,844 — — $68.8K 2 2009-02-27
NOBEL LEARNING COMMUNITIES INC (NLCI) Delisted 10%+ Owner 2,628,184 — — $103.0K 1 2008-10-07
ACME COMMUNICATIONS INC (ACME) Delisted 10%+ Owner 5,815,724 — — $38.7K 2 2008-10-07

Recent Filings · Page 5 of 8

71 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-09-12 Jason Industries, Inc. (JASN.W) Delisted Buy (P) +300,000 $645.0K EDGAR
2016-09-08 Jason Industries, Inc. (JASN.W) Delisted Buy (P) +200,000 $410.0K EDGAR
2016-08-16 Summer Infant, Inc. (SUMR) Delisted Buy (P) +63,934 $140.7K EDGAR
2016-06-21 S&W Seed Co (SANW) Delisted Buy (P) +9,617 $40.9K EDGAR
2016-06-15 NATURES SUNSHINE PRODUCTS INC (NATRE) Delisted Buy (P) +14,770 $145.7K EDGAR
2016-05-17 NATURES SUNSHINE PRODUCTS INC (NATRE) Delisted Buy (P) +1,946 $17.3K EDGAR
2016-05-04 DLHC Other (J) — $0 EDGAR
2016-01-11 Jason Industries, Inc. (JASN.W) Delisted Buy (P) +43,516 $149.1K EDGAR
2015-11-19 NATURES SUNSHINE PRODUCTS INC (NATRE) Delisted Buy (P) +38,745 $425.1K EDGAR
2015-10-01 Jason Industries, Inc. (JASN.W) Delisted Buy (P) +56,989 $246.9K EDGAR
Showing 41–50 of 71
Page 5 of 8
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.