Wynnefield Capital, Inc. Profit Sharing Plan
CIK 1289453 · last filed 2024-10-07
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$38.97M
Companies
14
Total Filings
71
Lifetime Open-Market Net
$53.10M
Filer Profile
Reported Address
450 SEVENTH AVENUESUITE 509
NEW YORK, NY 10123
Phone
(212) 760-0278
State of Incorporation
NY
Related Filers
WYNNEFIELD CAPITAL MANAGEMENT LLC — 533 joint filings, latest 2024-10-07
WYNNEFIELD PARTNERS SMALL CAP VALUE LP — 533 joint filings, latest 2024-10-07
WYNNEFIELD PARTNERS SMALL CAP VALUE LP I — 533 joint filings, latest 2024-10-07
WYNNEFIELD CAPITAL INC — 525 joint filings, latest 2024-10-07
WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD — 525 joint filings, latest 2024-10-07
NELSON OBUS — 524 joint filings, latest 2024-10-07
JOSHUA LANDES — 485 joint filings, latest 2024-10-07
CHANNEL PARTNERSHIP II L P — 114 joint filings, latest 2015-07-14
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
View filings on SEC EDGAR.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| LFCR | 10%+ Owner | 4,703,216 | $4.14 | $19.47M | $9.60M | 1 | 2024-10-07 |
| QRHC | 10%+ Owner | 2,594,003 | $1.37 | $3.55M | $14.89M | 7 | 2023-09-01 |
| DLHC | 10%+ Owner | 3,681,421 | $3.63 | $13.36M | -$18.23M | 8 | 2023-03-16 |
| S&W Seed Co (SANW) Delisted | 10%+ Owner | 216,471 | $0.02 | $4.4K | $23.26M | 6 | 2023-02-09 |
| Williams Industrial Services Group Inc. (WLMS) Delisted | 10%+ Owner | 6,448,613 | $0.36 | $2.30M | $902.8K | 2 | 2022-08-30 |
| NATURES SUNSHINE PRODUCTS INC (NATRE) Delisted | 10%+ Owner | 2,436,993 | — | — | $13.66M | 11 | 2022-08-29 |
| Summer Infant, Inc. (SUMR) Delisted | 10%+ Owner | 755,517 | $11.99 | $9.06M | -$8.90M | 11 | 2019-03-04 |
| Jason Industries, Inc. (JASNW) Delisted | 10%+ Owner | 4,787,639 | — | — | $4.70M | 2 | 2018-08-23 |
| Jason Industries, Inc. (JASN.W) Delisted | 10%+ Owner | 2,025,979 | — | — | $11.69M | 5 | 2016-09-12 |
| Williams Industrial Services Group Inc. (GLPW) Delisted | 10%+ Owner | 2,752,726 | — | — | $1.31M | 1 | 2015-09-15 |
| CRWS | 10%+ Owner | 1,017,671 | $2.54 | $2.58M | -$1.53M | 6 | 2013-01-17 |
| Summer Infant, Inc. (SUMRW) Delisted | 10%+ Owner | 4,500,844 | — | — | $491.1K | 2 | 2009-02-27 |
| NOBEL LEARNING COMMUNITIES INC (NLCI) Delisted | 10%+ Owner | 2,628,184 | — | — | $927.1K | 1 | 2008-10-07 |
| ACME COMMUNICATIONS INC (ACME) Delisted | 10%+ Owner | 5,815,724 | — | — | $348.4K | 2 | 2008-10-07 |
Recent Filings · Page 6 of 8
71 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2015-09-15 | Williams Industrial Services Group Inc. (GLPW) Delisted | Buy (P) | +346,400 | $1.31M | EDGAR |
| 2015-07-20 | Jason Industries, Inc. (JASN.W) Delisted | Buy (P) | +13,416 | $83.8K | EDGAR |
| 2015-05-19 | Summer Infant, Inc. (SUMR) Delisted | Buy (P) | +852,528 | $2.05M | EDGAR |
| 2015-05-18 | NATURES SUNSHINE PRODUCTS INC (NATRE) Delisted | Buy (P) | +76,760 | $990.2K | EDGAR |
| 2013-05-29 | DLHC | Buy (P) | +60,776 | $56.5K | EDGAR |
| 2013-05-22 | DLHC | Buy (P) | +12,000 | $10.4K | EDGAR |
| 2013-03-20 | — | Buy (P) | +9,600,000 | $1.25M | |
| 2013-01-17 | CRWS | Sell (S) | −60,000 | -$300.8K | EDGAR |
| 2013-01-15 | CRWS | Sell (S) | −61,800 | -$310.4K | EDGAR |
| 2012-11-29 | CRWS | Sell (S) | −300,000 | -$1.77M | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.