Lawrence Tu
CIK 1299977 · Sr.EVP, Chief Legal Officer · last filed 2019-02-25
Lawrence Tu is a Sr.EVP, Chief Legal Officer who has filed 54 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for CBS.A, was dated Feb 25, 2019. Across all open-market trades the lifetime net is −$18.9M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $288.3M across reported positions. 36 SEC filings were submitted jointly with DELL INC.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$288.28M
3
54
-$18.86M
Filer Profile
ROUND ROCK, TX 78682
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Paramount Global (CBS.A) Delisted | Sr.EVP, Chief Legal Officer | 25,153 | — | — | -$1.10M | 11 | 2019-02-25 |
| Paramount Global (CBS.WD) Delisted | Sr.EVP, Chief Legal Officer | 297 | — | — | -$4.51M | 12 | 2017-04-04 |
| DELL | Senior Vice President | 550,014 | $524.14 | $288.28M | -$13.25M | 30 | 2013-08-13 |
Recent Filings
54 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-02-25 | Paramount Global (CBS.A) Delisted | Mixed | +9,973 | -$502.1K | EDGAR |
| 2019-02-20 | Paramount Global (CBS.A) Delisted | Mixed | +10,931 | -$538.8K | EDGAR |
| 2018-06-18 | Paramount Global (CBS.A) Delisted | Sell (S) | −19,556 | -$1.10M | EDGAR |
| 2018-04-04 | Paramount Global (CBS.A) Delisted | Mixed | +33 | -$1.7K | EDGAR |
| 2018-04-03 | Paramount Global (CBS.A) Delisted | Mixed | +80 | -$4.1K | EDGAR |
| 2018-02-27 | Paramount Global (CBS.A) Delisted | Mixed | +4,154 | -$224.1K | EDGAR |
| 2018-02-23 | Paramount Global (CBS.A) Delisted | Grant (A) | — | $0 | EDGAR |
| 2018-02-22 | Paramount Global (CBS.A) Delisted | Mixed | +4,207 | -$231.6K | EDGAR |
| 2018-02-21 | Paramount Global (CBS.A) Delisted | Mixed | +10,905 | -$591.3K | EDGAR |
| 2017-04-04 | Paramount Global (CBS.WD) Delisted | Mixed | +111 | -$8.5K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.