Richard J Hawkins

CIK 1307632 · Chief Executive Officer · last filed 2026-05-18

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$924.7K

Companies

5

Total Filings

74

Lifetime Open-Market Net

-$1.05M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PSTV Director 15,188 $5.01 $76.1K $25.5K 12 2026-05-18
SVRA Director 161,326 $5.26 $848.6K -$205.6K 14 2025-12-11
LUMOS PHARMA, INC. (LUMO) Delisted Chief Executive Officer 0 $4.34 $0 $39.3K 12 2024-12-13
PLUS THERAPEUTICS, INC. (CYTX) Delisted Director 8,435 $0 15 2017-11-29
SCICLONE PHARMACEUTICALS INC (SCLN) Delisted Director 0 -$908.5K 20 2017-10-16

Recent Filings · Page 4 of 8

74 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2021-02-03 LUMOS PHARMA, INC. (LUMO) Delisted Grant (A) +2,329 $0 EDGAR
2020-12-17 SVRA Grant (A) $0 EDGAR
2020-06-29 PSTV Grant (A) $0 EDGAR
2020-04-03 LUMOS PHARMA, INC. (LUMO) Delisted Grant (A) +25,000 $0 EDGAR
2019-12-26 SVRA Grant (A) $0 EDGAR
2019-05-16 SVRA Mixed -$264.6K EDGAR
2018-12-14 SVRA Grant (A) $0 EDGAR
2018-07-27 Exer (X) $0
2017-12-19 SVRA Grant (A) $0 EDGAR
2017-11-29 PLUS THERAPEUTICS, INC. (CYTX) Delisted Exer (X) $0 EDGAR
Showing 3140 of 74
Page 4 of 8
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.