Home

Michael W Arthur

CIK 1307979 · Interim President & CEO · last filed 2017-12-04

Michael W Arthur is an Interim President & CEO who has filed 30 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for SBH, was dated Dec 4, 2017. Across all open-market trades the lifetime net is −$1.4M, making them a net seller over the disclosed history.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$0

Companies

3

Total Filings

30

Lifetime Open-Market Net

-$1.36M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SBH Director 0 $14.46 $0 -$40.8K 3 2017-12-04
Fifth Street Asset Management Inc. (FSAM) Delisted Director — — — $0 1 2016-04-13
EINSTEIN NOAH RESTAURANT GROUP INC (BAGL) Delisted Interim President & CEO 5,000 — — -$1.32M 23 2014-11-06

Recent Filings

30 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2017-12-04 SBH Mixed — -$7.1K EDGAR
2017-05-08 SBH Grant (A) — $0 EDGAR
2016-06-20 SBH Grant (A) — $0 EDGAR
2016-04-13 Fifth Street Asset Management Inc. (FSAM) Delisted Grant (A) — $0 EDGAR
2014-11-06 EINSTEIN NOAH RESTAURANT GROUP INC (BAGL) Delisted Disp (D) −36,905 $0 EDGAR
2014-09-30 EINSTEIN NOAH RESTAURANT GROUP INC (BAGL) Delisted Mixed −25,017 -$665.8K EDGAR
2014-03-20 EINSTEIN NOAH RESTAURANT GROUP INC (BAGL) Delisted Grant (A) +41,322 $0 EDGAR
2014-02-27 EINSTEIN NOAH RESTAURANT GROUP INC (BAGL) Delisted Grant (A) +1,034 $0 EDGAR
2014-01-03 EINSTEIN NOAH RESTAURANT GROUP INC (BAGL) Delisted Mixed +4,526 $0 EDGAR
2013-06-13 EINSTEIN NOAH RESTAURANT GROUP INC (BAGL) Delisted Sell (S) −1,985 -$28.1K EDGAR
Showing 1–10 of 30
Page 1 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.