Michael W Arthur
CIK 1307979 · Interim President & CEO · last filed 2017-12-04
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$0
Companies
3
Total Filings
30
Lifetime Open-Market Net
-$1.36M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SBH | Director | 0 | $14.46 | $0 | -$40.8K | 3 | 2017-12-04 |
| Fifth Street Asset Management Inc. (FSAM) Delisted | Director | — | — | — | $0 | 1 | 2016-04-13 |
| EINSTEIN NOAH RESTAURANT GROUP INC (BAGL) Delisted | Interim President & CEO | 5,000 | — | — | -$1.32M | 23 | 2014-11-06 |
Recent Filings · Page 2 of 3
30 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-06-13 | EINSTEIN NOAH RESTAURANT GROUP INC (BAGL) Delisted | — | — | $0 | EDGAR |
| 2013-06-11 | EINSTEIN NOAH RESTAURANT GROUP INC (BAGL) Delisted | Sell (S) | −4,015 | -$57.0K | EDGAR |
| 2013-06-06 | EINSTEIN NOAH RESTAURANT GROUP INC (BAGL) Delisted | Sell (S) | −3,633 | -$50.8K | EDGAR |
| 2013-03-12 | EINSTEIN NOAH RESTAURANT GROUP INC (BAGL) Delisted | Sell (S) | −8,000 | -$119.6K | EDGAR |
| 2013-03-11 | EINSTEIN NOAH RESTAURANT GROUP INC (BAGL) Delisted | Sell (S) | −12,000 | -$179.8K | EDGAR |
| 2013-01-02 | EINSTEIN NOAH RESTAURANT GROUP INC (BAGL) Delisted | Mixed | +1,896 | $0 | EDGAR |
| 2012-12-20 | EINSTEIN NOAH RESTAURANT GROUP INC (BAGL) Delisted | Exer (M) | +10,000 | $57.5K | EDGAR |
| 2012-01-03 | EINSTEIN NOAH RESTAURANT GROUP INC (BAGL) Delisted | Grant (A) | — | $0 | EDGAR |
| 2011-11-16 | EINSTEIN NOAH RESTAURANT GROUP INC (BAGL) Delisted | Mixed | — | -$70.0K | EDGAR |
| 2011-01-04 | EINSTEIN NOAH RESTAURANT GROUP INC (BAGL) Delisted | Grant (A) | — | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.