Michael W Arthur

CIK 1307979 · Interim President & CEO · last filed 2017-12-04

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

3

Total Filings

30

Lifetime Open-Market Net

-$1.36M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SBH Director 0 $14.46 $0 -$40.8K 3 2017-12-04
Fifth Street Asset Management Inc. (FSAM) Delisted Director $0 1 2016-04-13
EINSTEIN NOAH RESTAURANT GROUP INC (BAGL) Delisted Interim President & CEO 5,000 -$1.32M 23 2014-11-06

Recent Filings · Page 3 of 3

30 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2010-12-01 EINSTEIN NOAH RESTAURANT GROUP INC (BAGL) Delisted Mixed -$83.6K EDGAR
2010-01-04 EINSTEIN NOAH RESTAURANT GROUP INC (BAGL) Delisted Grant (A) $0 EDGAR
2009-11-10 EINSTEIN NOAH RESTAURANT GROUP INC (BAGL) Delisted Mixed -$98.3K EDGAR
2009-01-02 EINSTEIN NOAH RESTAURANT GROUP INC (BAGL) Delisted Grant (A) $0 EDGAR
2008-02-01 EINSTEIN NOAH RESTAURANT GROUP INC (BAGL) Delisted Buy (P) +500 $3.8K EDGAR
2008-01-02 EINSTEIN NOAH RESTAURANT GROUP INC (BAGL) Delisted Grant (A) $0 EDGAR
2007-06-11 EINSTEIN NOAH RESTAURANT GROUP INC (BAGL) Delisted Buy (P) +15,000 $270.0K EDGAR
2007-04-16 Grant (A) $0
2007-01-08 Buy (P) +2,272 $17.7K
2007-01-03 Grant (A) $0
Showing 2130 of 30
Page 3 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.