THOMAS J HERZFELD

CIK 1310710 · PRESIDENT · last filed 2026-04-17

THOMAS J HERZFELD is a PRESIDENT who has filed 80 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider bought $57.8K of HERZ on Apr 17, 2026. Across all open-market trades the lifetime net is −$1.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $3.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.28M

Companies

2

Total Filings

80

Lifetime Open-Market Net

-$1.52M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HERZ 197,248 $16.62 $3.28M $135.6K 6 2026-04-17
Herzfeld Credit Income Fund, Inc (CUBA) Delisted 1,787,185 $2.52 $4.50M -$1.65M 74 2025-07-02

Recent Filings

80 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2026-04-17 HERZ Buy (P) +3,610 $57.8K EDGAR
2026-03-04 HERZ Buy (P) +5,036 $77.8K EDGAR
2026-01-14 HERZ Disp (D) +313,441 $808.6K EDGAR
2026-01-06 HERZ Disp (D) +313,439 $808.6K EDGAR
2026-01-02 HERZ Disp (D) +313,444 $808.7K EDGAR
2025-10-23 HERZ Disp (D) −121,238 -$314.4K EDGAR
2025-07-02 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Other (J) +90,313 $222.3K EDGAR
2025-04-09 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Buy (P) +1,706 $4.1K EDGAR
2025-04-03 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Buy (P) +781 $2.1K EDGAR
2025-04-01 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Buy (P) +864 $2.2K EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.