THOMAS J HERZFELD

CIK 1310710 · PRESIDENT · last filed 2026-04-17

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.28M

Companies

2

Total Filings

80

Lifetime Open-Market Net

-$1.52M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HERZ 197,248 $16.62 $3.28M $135.6K 6 2026-04-17
Herzfeld Credit Income Fund, Inc (CUBA) Delisted 1,787,185 $2.52 $4.50M -$1.65M 74 2025-07-02

Recent Filings · Page 2 of 8

80 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2025-03-26 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Buy (P) +3,824 $10.3K EDGAR
2025-03-18 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Buy (P) +987 $2.6K EDGAR
2025-03-17 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Buy (P) +8,549 $22.6K EDGAR
2025-03-14 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Buy (P) +8,549 $22.6K EDGAR
2025-03-12 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Buy (P) +2,502 $6.4K EDGAR
2025-03-11 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Buy (P) +1,067 $2.8K EDGAR
2025-03-10 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Buy (P) +3,563 $9.2K EDGAR
2025-03-06 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Buy (P) +27,186 $68.1K EDGAR
2024-11-21 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Disp (D) −112,588 -$363.4K EDGAR
2024-11-19 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Disp (D) −112,420 -$362.8K EDGAR
Showing 1120 of 80
Page 2 of 8
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.