IQ Investment Advisors LLC
CIK 1312673 · last filed 2010-11-18
IQ Investment Advisors LLC is a corporate insider who has filed 5 SEC Form 4 insider transactions across 5 companies since 2010. The most recent filing shows the insider sold $764.7M of MTP on Nov 18, 2010. Across all open-market trades the lifetime net is −$4.45B, making them a net seller over the disclosed history. The firm reports its address in New York, NY. 5 SEC filings were submitted jointly with MERRILL LYNCH VENTURES LLC.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
DPD price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
NEW YORK, NY 10080
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| MLP & Strategic Equity Fund Inc. (MTP) Delisted | 0 | $0.29 | $0 | -$764.66M | 1 | 2010-11-18 | |
| Dow 30 Enhanced Premium & Income Fund Inc. (DPO) Delisted | 0 | — | — | -$753.93M | 1 | 2010-11-18 | |
| QQQX | 0 | $30.23 | $0 | -$920.84M | 1 | 2010-11-18 | |
| Global Income & Currency Fund Inc. (GCF) Delisted | 0 | — | — | -$821.01M | 1 | 2010-11-18 | |
| Dow 30 Premium & Dividend Income Fund Inc. (DPD) Delisted | 0 | — | — | -$1.19B | 1 | 2010-11-18 |
Recent Filings
5 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2010-11-18 | MLP & Strategic Equity Fund Inc. (MTP) Delisted | Sell (S) | −6,611 | -$764.66M | EDGAR |
| 2010-11-18 | Dow 30 Enhanced Premium & Income Fund Inc. (DPO) Delisted | Sell (S) | −8,527 | -$753.93M | EDGAR |
| 2010-11-18 | QQQX | Sell (S) | −8,176 | -$920.84M | EDGAR |
| 2010-11-18 | Global Income & Currency Fund Inc. (GCF) Delisted | Sell (S) | −7,482 | -$821.01M | EDGAR |
| 2010-11-18 | Dow 30 Premium & Dividend Income Fund Inc. (DPD) Delisted | Sell (S) | −9,106 | -$1.19B | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.