Samuel Allan Flax
CIK 1313337 · EVP, GC and Secretary · last filed 2017-01-04
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$199.4K
Companies
4
Total Filings
135
Lifetime Open-Market Net
-$10.86M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AMERICAN CAPITAL, LTD (ACAS) Delisted | EVP, GC and Secretary | 0 | — | — | -$4.29M | 99 | 2017-01-04 |
| AMERICAN CAPITAL, LTD (AGNC.B) Delisted | EVP, GC and Secretary | 358,573 | — | — | -$6.78M | 34 | 2015-11-12 |
| AGNCP | EVP and Sec. | 7,900 | $25.24 | $199.4K | $150.3K | 1 | 2012-11-14 |
| MTGE Investment Corp. (MTGE) Delisted | EVP and Sec. | 2,500 | — | — | $58.5K | 1 | 2012-11-14 |
Recent Filings · Page 10 of 14
135 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2011-11-15 | AMERICAN CAPITAL, LTD (ACAS) Delisted | Sell (S) | −6,176 | -$45.0K | EDGAR |
| 2011-10-28 | AMERICAN CAPITAL, LTD (ACAS) Delisted | Sell (S) | −5,709 | -$44.6K | EDGAR |
| 2011-10-21 | AMERICAN CAPITAL, LTD (ACAS) Delisted | Grant (A) | — | $0 | EDGAR |
| 2011-07-29 | AMERICAN CAPITAL, LTD (ACAS) Delisted | Sell (S) | −1,635 | -$15.8K | EDGAR |
| 2011-07-25 | AMERICAN CAPITAL, LTD (ACAS) Delisted | Grant (A) | — | $0 | EDGAR |
| 2011-06-24 | AMERICAN CAPITAL, LTD (ACAS) Delisted | Sell (S) | −4,323 | -$38.6K | EDGAR |
| 2011-05-24 | AMERICAN CAPITAL, LTD (ACAS) Delisted | Sell (S) | −564 | -$5.5K | EDGAR |
| 2011-05-02 | AMERICAN CAPITAL, LTD (ACAS) Delisted | Grant (A) | — | $0 | EDGAR |
| 2011-02-23 | AMERICAN CAPITAL, LTD (ACAS) Delisted | Sell (S) | −564 | -$5.1K | EDGAR |
| 2011-02-03 | AMERICAN CAPITAL, LTD (ACAS) Delisted | Grant (A) | — | $0 | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.