Samuel Allan Flax

CIK 1313337 · EVP, GC and Secretary · last filed 2017-01-04

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$199.4K

Companies

4

Total Filings

135

Lifetime Open-Market Net

-$10.86M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AMERICAN CAPITAL, LTD (ACAS) Delisted EVP, GC and Secretary 0 -$4.29M 99 2017-01-04
AMERICAN CAPITAL, LTD (AGNC.B) Delisted EVP, GC and Secretary 358,573 -$6.78M 34 2015-11-12
AGNCP EVP and Sec. 7,900 $25.24 $199.4K $150.3K 1 2012-11-14
MTGE Investment Corp. (MTGE) Delisted EVP and Sec. 2,500 $58.5K 1 2012-11-14

Recent Filings · Page 8 of 14

135 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2012-11-28 AMERICAN CAPITAL, LTD (ACAS) Delisted Sell (S) −309 -$3.6K EDGAR
2012-11-21 AMERICAN CAPITAL, LTD (ACAS) Delisted Sell (S) −736 -$8.6K EDGAR
2012-11-14 AGNCP Buy (P) +4,950 $150.3K EDGAR
2012-11-14 AMERICAN CAPITAL, LTD (ACAS) Delisted Sell (S) −7,127 -$81.9K EDGAR
2012-11-14 MTGE Investment Corp. (MTGE) Delisted Buy (P) +2,500 $58.5K EDGAR
2012-11-01 AMERICAN CAPITAL, LTD (ACAS) Delisted Sell (S) −5,741 -$67.7K EDGAR
2012-10-12 AMERICAN CAPITAL, LTD (ACAS) Delisted Sell (S) −1,980 -$23.3K EDGAR
2012-09-28 AMERICAN CAPITAL, LTD (ACAS) Delisted Sell (S) −309 -$3.6K EDGAR
2012-09-14 AMERICAN CAPITAL, LTD (ACAS) Delisted Mixed -$363.8K EDGAR
2012-09-11 AMERICAN CAPITAL, LTD (ACAS) Delisted Sell (S) −917 -$10.5K EDGAR
Showing 7180 of 135
Page 8 of 14
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.