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Carol Farmer Waite

CIK 1314571 · last filed 2018-07-27

Carol Farmer Waite is a corporate insider who has filed 9 SEC Form 4 insider transactions across 1 company since 2008. The most recent filing shows the insider sold $531.9K of FARM on Jul 27, 2018. Across all open-market trades the lifetime net is −$22.7M, making them a net seller over the disclosed history. 41 SEC filings were submitted jointly with BROTHERS CO FARMER.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

9

Lifetime Open-Market Net

-$22.68M

Filer Profile

Reported Address
FARMER BROS CO
20333 S NORMANDIE AV
TORRANCE, CA 90502
Related Filers
BROTHERS CO FARMER — 41 joint filings, latest 2019-05-03
Richard F Farmer — 9 joint filings, latest 2012-12-28
Jeanne Farmer Grossman — 9 joint filings, latest 2012-12-28
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
FARMER BROTHERS CO (FARM) Delisted 10%+ Owner 7,997,186 $1.28 $10.24M -$22.68M 9 2018-07-27

Recent Filings

9 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-07-27 FARMER BROTHERS CO (FARM) Delisted Sell (S) −19,196 -$531.9K EDGAR
2018-07-23 FARMER BROTHERS CO (FARM) Delisted Sell (S) −22,437 -$655.6K EDGAR
2018-01-22 FARMER BROTHERS CO (FARM) Delisted Other (J) −1,441,653 $0 EDGAR
2017-08-14 FARMER BROTHERS CO (FARM) Delisted Sell (S) −350,000 -$10.36M EDGAR
2017-05-15 FARMER BROTHERS CO (FARM) Delisted Sell (S) −320,706 -$11.13M EDGAR
2012-01-23 FARMER BROTHERS CO (FARM) Delisted Other (J) — $0 EDGAR
2012-01-09 FARMER BROTHERS CO (FARM) Delisted Other (J) — $0 EDGAR
2008-12-16 FARMER BROTHERS CO (FARM) Delisted Grant (A) +1,400 $0 EDGAR
2008-02-22 FARMER BROTHERS CO (FARM) Delisted Grant (A) +1,300 $0 EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.