Richard F Farmer

CIK 1314759 · last filed 2018-02-01

Richard F Farmer is a corporate insider who has filed 6 SEC Form 4 insider transactions across 1 company since 2015. The most recent filing, for FARM, was dated Feb 1, 2018. Across all open-market trades the lifetime net is −$16.3M, making them a net seller over the disclosed history.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$0

Companies

1

Total Filings

6

Lifetime Open-Market Net

-$16.28M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
FARMER BROTHERS CO (FARM) Delisted	10%+ Owner	1,357,184	$1.28	$1.74M	-$16.28M	6	2018-02-01

Recent Filings

6 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2018-02-01	FARMER BROTHERS CO (FARM) Delisted	Other (J)	−1,459,834	$0	EDGAR
2016-05-20	FARMER BROTHERS CO (FARM) Delisted	Sell (S)	−600,000	-$15.00M	EDGAR
2016-04-13	FARMER BROTHERS CO (FARM) Delisted	Sell (S)	−5	-$160	EDGAR
2015-12-28	FARMER BROTHERS CO (FARM) Delisted	Sell (S)	−8,180	-$262.2K	EDGAR
2015-12-17	FARMER BROTHERS CO (FARM) Delisted	Sell (S)	−11,820	-$378.0K	EDGAR
2015-12-10	FARMER BROTHERS CO (FARM) Delisted	Sell (S)	−20,000	-$639.4K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.